Senior Audit Compliance Analyst

QualStaff Resources; San Diego (CA); Hybrid; USD 100,289,000 - 134,674,000; Full time

Job summary

QualStaff Resources in La Jolla, CA is seeking a Compliance Analyst/Internal Audit Associate to support the Enterprise Risk Manager and assist with internal audit testing. The role requires 2+ years in compliance within the financial services sector and a Bachelor's degree in Finance/Accounting or related field; CPA/CIA/CFE are a plus.

Hybrid work arrangement and competitive hourly pay offered. Ideal candidate communicates findings clearly to stakeholders, has strong interpersonal skills, and

Qualifications

• 2+ years of experience in compliance and internal auditing within the financial services industry.
• Bachelor's degree in Finance, Accounting, Business Administration, or related field; advanced degree or professional certification preferred such as CPA/CIA/CFE.
• Knowledge of regulatory and audit frameworks, including SEC and IIA standards.

Responsibilities

• Support the Enterprise Risk Manager with the administration of the firm’s internal audit.
• Assist with internal audit testing and live observation meetings; gather documentation.
• Handle administrative tasks related to implementing and administering all aspects of internal audit.

Skills

Compliance experience

Internal auditing

Communication skills

Education

Bachelor's degree in Finance, Accounting, Business Administration, or related field

Advanced degree or professional certification (CPA, CIA, CFE) preferred

Job description

Compliance Analyst/Internal Audit Assoc – Financial Services Industry

QUICK FACTS

• Pay range:$35-47/hr (DOE)
• Duration:6 months with potential to extend
• Location:La Jolla, CA (Hybrid work schedule)

EXPERIENCE/EDUCATION YOU WILL NEED

• 2+ years of experience in compliance, and internal auditing within the financial services industry.
• Bachelor's degree in Finance, Accounting, Business Administration, or related field. Advanced degree or professional certification (e.g., CPA, CIA, CFE) preferred.
• Knowledge of regulatoryand auditframeworks, including SEC,IIA audit standardsand requirements.
• Excellent communication and interpersonal skills, with the ability to effectively communicate findings and recommendations to stakeholders at all levels of the organization.

MAIN DUTIES OF THE JOB

• Support the Enterprise Risk Manager with the administration of the firm’s internal audit.
• Assist withinternal audit testing, live observationmeetings & gather documentation.
• Handle administrative tasks related to implementing and administering all aspects of internal audit.

The company is an equal opportunity employer committed to providing employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, sex, national origin, age or disability, or any other class protected by Federal, State or local laws.