Hybrid Compliance Analyst - FinTech Audits & Risk

Continental Finance Company; Wilmington (DE); Hybrid; USD 65,000 - 90,000; Full time

Benefits offered by this job

Hybrid work schedule

Equal opportunity employer

Job summary

Continental Finance Company is seeking a Compliance Analyst to support its Compliance Management System (CMS) program for credit cards and to ensure compliance with federal, state, and local regulations across the business. You will assist with audits, monitoring, and testing, prepare deliverables, review findings, and help implement new compliance processes.

The role supports the SVP, Compliance, and Chief Compliance Officer and operates in a hybrid office schedule.

Qualifications

• 0–2 years of consumer lending analytical compliance experience.
• Experience with compliance risk assessments, audits, monitoring and testing preferred.
• Bachelor’s degree required; additional compliance certification a plus.
• Degree in auditing, financial accounting, or financial management or related field.
• Strong verbal and written communication with stakeholders at all levels.
• Analytical thinker with strong problem-solving skills.
• Meticulous attention to detail with ability to manage multiple audits or tasks.
• Ability to multi-task in a fast-paced fintech/regulator/bank/consumer finance environment.
• Ability to work under pressure and meet deadlines.
• Excellent documentation, communication and IT skills.

Responsibilities

• Provide comprehensive support to all aspects of the Company’s CMS Program.
• Assist with planning, preparation, execution and reporting of audits, monitoring and testing.
• Prepare deliverables for audits, review testing findings, and recommend improvements.
• Assist in implementing new-compliance related processes and integration.
• Function as audit lead for scheduled audits, assign personnel, and review deliverables.
• Develop, review and analyze ongoing effectiveness of all audit programs with the Audit Supervisor.
• Develop and implement effective audit techniques and documentation to support requests.
• Evaluate and analyze the effectiveness of complex procedures and internal controls.
• Assist the SVP, Compliance, and Chief Compliance Officer with ad hoc projects.

Skills

Verbal and written communication

Analytical thinker

Attention to detail

Multi-tasking

Independent and team worker

IT skills

Pressure management

Education

Bachelor’s degree required

Degree in auditing, financial accounting, or financial management or related field

Compliance certification or designation a plus

Job description

Continental Finance Company is seeking a Compliance Analyst to support its Compliance Management System (CMS) program for credit cards and to ensure compliance with federal, state, and local regulations across the business. You will assist with audits, monitoring, and testing, prepare deliverables, review findings, and help implement new compliance processes.

The role supports the SVP, Compliance, and Chief Compliance Officer and operates in a hybrid office schedule.