Senior AML & Financial Crimes Audit Lead

RBC Capital Markets, LLC; Charlotte (NC); On-site; USD 70,000 - 130,000; Full time

Benefits offered by this job

Total Rewards Program

Coaching and development opportunities

Impactful work

Job summary

RBC Capital Markets, LLC in Charlotte, NC, invites you to join its Enterprise AML & Financial Crimes Audit team as an Audit Associate. You will assist in executing audits of the global AML/FC program, collaborate with second-line and IT teams, and contribute to AI-driven analytics and risk assessments.

Ideal candidates have a Bachelor's degree with 3–6+ years in technology or internal audit and a keen eye for controls, governance, and regulatory engagement.

Qualifications

• Bachelor's Degree
• 3–6+ years of technology or internal audit experience

Responsibilities

• Execute annual and risk-driven audits and regulatory issue validations.
• Assist in development and implementation of AML continuous assurance activities.
• Collaborate with peers leading AML audit portfolios globally for consistency.
• Present/engage with stakeholders and IA management.
• Cooperate with other audit groups to plan and execute.

Skills

Adaptability

Auditing

Commercial Acumen

Communication

Detail-Oriented

Internal Controls

Interpersonal Skills

Long Term Planning

Results-Oriented

Education

Bachelor's Degree

Job description

RBC Capital Markets, LLC in Charlotte, NC, invites you to join its Enterprise AML & Financial Crimes Audit team as an Audit Associate. You will assist in executing audits of the global AML/FC program, collaborate with second-line and IT teams, and contribute to AI-driven analytics and risk assessments.

Ideal candidates have a Bachelor's degree with 3–6+ years in technology or internal audit and a keen eye for controls, governance, and regulatory engagement.