Senior Audit Manager, Regulatory Compliance & Risk

RBC; Charlotte (NC); On-site; USD 120,000 - 185,000; Full time

Job summary

RBC Bank seeks a Senior Audit Manager to lead regulatory compliance and risk management audits in Raleigh, NC. You will guide 2nd line assurance activities, oversee fieldwork testing, and mentor junior staff within a dynamic, cross-functional team.

Responsibilities include planning, executing, and reporting audits, developing data analytics testing, and maintaining strong stakeholder relationships across Retail and Real Estate Lending units while ensuring adherence to US regulations.

Qualifications

• 8+ years of Internal and/or External Audit in Banking/Financial Services.
• Experience with US Retail banking regulations (Consumer Compliance).
• Proven experience leading teams and audit engagements.
• Strong analytical skills with ability to assess risk and communicate findings clearly.
• Ability to mentor junior staff and coach auditors.
• Sr. Manager performs testing during fieldwork.

Responsibilities

• Support Audit Director and CAE with audits, regulatory and internal audit issue validation.
• Lead end-to-end audits and special reviews.
• Plan, execute and report audits per RBC Bank methodology.
• Manage resources to deliver audits and perform data analytics testing.
• Maintain stakeholder relationships and provide insights to businesses.
• Coach and mentor junior staff across the team.

Skills

Audit Engagements

Audit Management

Audit Methodology

Banking

Coaching

Teamwork

Risk Assessments

Risk Management

Writing

Education

Bachelor’s or post-graduate degree in Accounting/Finance

Job description

RBC Bank seeks a Senior Audit Manager to lead regulatory compliance and risk management audits in Raleigh, NC. You will guide 2nd line assurance activities, oversee fieldwork testing, and mentor junior staff within a dynamic, cross-functional team.

Responsibilities include planning, executing, and reporting audits, developing data analytics testing, and maintaining strong stakeholder relationships across Retail and Real Estate Lending units while ensuring adherence to US regulations.