Senior Audit Leader - Regulatory Compliance & Risk

RBC; Raleigh (NC); On-site; USD 110,000 - 185,000; Full time

Benefits offered by this job

Great benefits

Annual incentive program

Recognition and rewards

Career development and mentoring

Work-life integration

Diversity and inclusion

Job summary

RBC seeks a Senior Audit Manager for Internal Audit Regulatory Compliance and Risk Management in Raleigh, NC. Lead end-to-end audits, oversee fieldwork, and coach juniors while ensuring compliance with US retail banking regulations.

You will drive planning, data analytics testing, and risk monitoring, partnering with senior management to deliver insights and ensure robust controls across retail lending and corporate functions.

Qualifications

• 8+ years of Internal and/or External Audit experience in Banking/Financial Services.
• Experience with US Retail banking regulations related to Consumer Compliance is required.
• Proven experience leading teams and audit engagements.
• Strong analytical and communication skills; ability to articulate risks and controls.

Responsibilities

• Lead and manage end-to-end audit engagements and special reviews.
• Plan, execute, and report audits per RBC Bank methodology; draft scopes and coverage.
• Oversee fieldwork, review work papers, and clear findings with senior management.
• Manage resources and develop data analytics testing for audits and risk monitoring.
• Maintain stakeholder relationships and mentor junior staff.

Skills

Audit Engagements

Audit Management

Audit Methodology

Audit Reporting

Risk Assessments

Risk Management

Coaching

Collaboration

Time Management

Writing

Education

Bachelor's or higher in Accounting/Finance

Professional Designation (CIA, CPA, CRCM)

Tools

IT risk knowledge

Data analytics

Job description

RBC seeks a Senior Audit Manager for Internal Audit Regulatory Compliance and Risk Management in Raleigh, NC. Lead end-to-end audits, oversee fieldwork, and coach juniors while ensuring compliance with US retail banking regulations.

You will drive planning, data analytics testing, and risk monitoring, partnering with senior management to deliver insights and ensure robust controls across retail lending and corporate functions.