Audit Manager, Enterprise AML & FC Audit

RBC Capital Markets, LLC; Charlotte (NC); On-site; USD 70,000 - 130,000; Full time

Benefits offered by this job

Total Rewards Program

Coaching and development opportunities

Impactful work

Job summary

RBC Capital Markets, LLC in Charlotte, NC, invites you to join its Enterprise AML & Financial Crimes Audit team as an Audit Associate. You will assist in executing audits of the global AML/FC program, collaborate with second-line and IT teams, and contribute to AI-driven analytics and risk assessments.

Ideal candidates have a Bachelor's degree with 3–6+ years in technology or internal audit and a keen eye for controls, governance, and regulatory engagement.

Qualifications

• Bachelor's Degree
• 3–6+ years of technology or internal audit experience

Responsibilities

• Execute annual and risk-driven audits and regulatory issue validations.
• Assist in development and implementation of AML continuous assurance activities.
• Collaborate with peers leading AML audit portfolios globally for consistency.
• Present/engage with stakeholders and IA management.
• Cooperate with other audit groups to plan and execute.

Skills

Adaptability

Auditing

Commercial Acumen

Communication

Detail-Oriented

Internal Controls

Interpersonal Skills

Long Term Planning

Results-Oriented

Education

Bachelor's Degree

Job description

Job Description

What is the Opportunity?

We have an exciting opportunity to join the Enterprise AML & Financial Crimes Audit team at RBC, where you will play a critical role in providing independent and objective assurance of RBC's global AML, economic sanctions, and anti-bribery programs. Your work will help ensure the effectiveness and adequacy of internal controls to meet AML & FC regulatory requirements and expectations for all regions covered by RBC's AML Global Target Operating Model (TOM). Key stakeholders include second-line AML leadership under and including the Chief AML Officer (CAMLO).

What will you do?

• Assist in execution of audits of the Enterprise Financial Crimes Target Operating Model (TOM) functions, including functions such as sanctions, investigations, governance, high-risk client reviews, anti-bribery
• Assist in executing projects of the global AML transformation program, including through performance of ongoing pre-go-live, design testing, implementation testing, and governance projects
• Assist in performing special targeted reviews of Enterprise AML functions through continuous assurance and AI-driven analytics
• Assist in execution of strategic functions for AML audit functions globally, including issues-management, reporting, risk assessments, and coverage strategies
• Assist in validation of non-US AML regulatory issues
• Able to work in a dynamically changing environment and act as a trusted advisor to the business

Relationship Building and Client Experience:

• Collaborate regularly with internal counterparts covering Financial Crimes elsewhere within RBC (Centralized FCC, U.S. FCC, CNB FCC.) to ensure consistency in approaches and coverage.
• Work with peers covering AML in audit across IT, model, data analytics, and business AML audit teams globally
• Engage external stakeholders within the First and Second Lines of defense through continuous risk monitoring, audit/regulatory issue engagements, and other relevant touchpoints, to provide status of ongoing and upcoming audits, and to stay apprised of issue-remediation progress.

Audit and Assurance:

• Execute annual and risk-driven audits and regulatory issue validations, including integrated into business, IT, or model-led audits/regulatory issue validations in accordance with applicable Internal Audit methodologies and coverage strategies
• Assist in development and implementation of AML continuous assurance activities to support and supplement audits throughout the year Collaborate with peers leading other AML audit portfolios globally to facilitate consistency and appropriate handoffs in scope
• Present/engage with stakeholders and IA management
• Cooperate with other audit groups (e.g. IT, model-risk) to effectively plan and execute.

Regulatory Engagement and Validations of Regulatory Matters:

• Participate in discussions with and respond to requests from relevant regulatory bodies.

What do you need to succeed?

Must-have

• Bachelor's Degree
• 3-6 or more years of experience in technology audit or internal audit

Nice-to-have

• 3 or more years of experience in AML Internal Audit

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program include competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
• Leaders who support your development through coaching and managing opportunities.
• Ability to make a difference and lasting impact.
• Work in a dynamic, collaborative, progressive, and high-performing team.
• Opportunities to do challenging work.
• Opportunities to build close relationships with clients.

The expected salary range for this particular position is $70,000-$130,000, depending on your experience, skills, and registration status, market conditions and business needs.

You have the potential to earn more through RBC's discretionary variable compensation program which gives you an opportunity to increase your total compensation, provided the business meets its performance targets and you meet your individual goals.

RBC's compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:

• Drives RBC's high-performance culture
• Enables collective achievement of our strategic goals
• Generates sustainable shareholder returns and above market shareholder value

#LI-POST

Job Skills

Adaptability, Auditing, Commercial Acumen, Communication, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented

Additional Job Details

Address: 6000 FAIRVIEW ROAD:CHARLOTTE

City: Charlotte

Country: United States of America

Work hours/week: 40

Employment Type: Full time

Platform: INTERNAL AUDIT

Job Type: Regular

Pay Type: Salaried

Posted Date: 2026-09-14

Application Deadline: 2026-09-21

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.