Senior Audit Manager, Regulatory & Risk Leadership

RBC Capital Markets LLC; Jersey City (NJ); On-site; USD 110,000 - 185,000; Full time

Benefits offered by this job

Total rewards program

Leadership development

Collaborative team

Career growth opportunities

Work-life integration

Diversity and inclusion

Job summary

RBC Capital Markets LLC is seeking a Senior Audit Manager in Internal Audit Regulatory Compliance and Risk Management. You will lead audit engagements covering RBC Bank's 2nd line functions and ensure compliance with US regulations.

You will manage planning, execution, and reporting, mentor junior staff, and contribute to data analytics testing and risk monitoring. A strong governance mindset and clear communication are essential.

Qualifications

• 8+ years of Internal and/or External Audit experience in Banking/Financial Services.
• Excellent written and verbal communication skills.
• Experience leading audit engagements and teams.

Responsibilities

• Support the Audit Director and CAE with audits, regulatory and internal audit issue validation.
• Lead end-to-end audits and manage fieldwork testing.
• Develop and execute data analytics testing for audits and continuous monitoring.

Skills

Audit leadership

Regulatory analysis

Risk assessment

Communication

Education

Bachelor's or post-graduate degree in Accounting/Finance

Professional Designation (CIA, CPA, CRCM) or ability to obtain

Job description

RBC Capital Markets LLC is seeking a Senior Audit Manager in Internal Audit Regulatory Compliance and Risk Management. You will lead audit engagements covering RBC Bank's 2nd line functions and ensure compliance with US regulations.

You will manage planning, execution, and reporting, mentor junior staff, and contribute to data analytics testing and risk monitoring. A strong governance mindset and clear communication are essential.