Senior AML Compliance Analyst - CAFFI EDD (Hybrid)

Interactive Brokers; Chicago (IL); Hybrid; USD 95,000 - 130,000; Full time

Benefits offered by this job

Stock grant awards

401(k) retirement plan

Health benefits

Parental leave

Life insurance

Education reimbursement

Lunch allowance

Job summary

Interactive Brokers is hiring a Senior Analyst - Compliance in Chicago for CAFFI EDD work. The role supports compliance with Bank Secrecy Act, USA PATRIOT Act, sanctions, and relevant securities laws. Hybrid office presence is required, with strong analytical and collaboration skills essential.

You will lead risk assessments, reviews, and documentation for high-risk clients, working with cross-functional teams to ensure regulatory adherence and operational efficiency.

Qualifications

• Bachelor's degree or higher in accounting, criminal justice, finance, law, or similar; strong analytical/quantitative skills.
• Experience conducting Enhanced Due Diligence or financial crimes compliance reviews.
• Alternative fit: internal audit, testing/monitoring, legal, accounting, or other control functions.
• Candidates should be focused, adaptable, collaborative, and have strong time management and issue-spotting skills.

Responsibilities

• Conduct ongoing review analyses of clients' KYC profiles and transactions per IBKR procedures and policy.
• Perform negative news and public-domain searches on high-risk clients and related parties.
• Write comprehensive risk assessments for highest-risk clients.
• Interact with internal stakeholders to complete reviews and improve client efficiency.
• Maintain tracking of assignments and documentation deadlines.
• Escalate issues discovered during review and investigate.
• Assist in drafting, training, and maintaining procedures and documents.
• Act as subject matter expert for CAFFI reviews.

Skills

Analytical skills

Attention to detail

Time management

Collaboration

Issue spotting

ACAMS Certification

Education

Bachelor's degree or higher in accounting/fin finance/law

Tools

Excel

Word

PowerPoint

Job description

Interactive Brokers is hiring a Senior Analyst - Compliance in Chicago for CAFFI EDD work. The role supports compliance with Bank Secrecy Act, USA PATRIOT Act, sanctions, and relevant securities laws. Hybrid office presence is required, with strong analytical and collaboration skills essential.

You will lead risk assessments, reviews, and documentation for high-risk clients, working with cross-functional teams to ensure regulatory adherence and operational efficiency.