EDD Analyst I: Regulatory & AML Compliance

Interactive Brokers; Chicago (IL); On-site; USD 90,000 - 110,000; Full time

Benefits offered by this job

Competitive salary

401(k) retirement plan with company匹配

Health and wellness benefits

Wellness programs and EAP

Parental leave

Life insurance

FSAs – Healthcare/Dependent Care/Compt

Education reimbursement

Gym/fitness stipend

Lunch allowance

Job summary

Interactive Brokers in Chicago is seeking an Enhanced Due Diligence (EDD) Analyst to help ensure compliance with the Bank Secrecy Act, USA PATRIOT Act, sanctions, and AML regulations. The role reports to a local EDD Manager and involves reviewing client profiles and transactions, handling documentation requests, and supporting process improvements.

The ideal candidate has regulatory experience in a brokerage or financial services setting, strong analytical and communication skills, and a

Qualifications

• Regulatory and compliance experience in finance or broker/dealer environments.
• Strong analytical and time-management skills.
• Excellent written and oral communication abilities.

Responsibilities

• Conduct ongoing reviews of client profiles and transactions per IBKR policy.
• Track assignments and documentation deadlines.
• Identify process improvements and streamline procedures.
• Perform negative news and public-domain checks on high-risk clients.

Skills

Regulatory compliance

Attention to detail

Time management

Analytical thinking

Communication skills

Education

Bachelor's degree in related field

Tools

Microsoft Excel

Data analytics tools

Job description

Interactive Brokers in Chicago is seeking an Enhanced Due Diligence (EDD) Analyst to help ensure compliance with the Bank Secrecy Act, USA PATRIOT Act, sanctions, and AML regulations. The role reports to a local EDD Manager and involves reviewing client profiles and transactions, handling documentation requests, and supporting process improvements.

The ideal candidate has regulatory experience in a brokerage or financial services setting, strong analytical and communication skills, and a