AML Compliance Specialist - Hybrid (Chicago)

NinjaTrader; Chicago (IL); Hybrid; USD 55,000 - 75,000; Full time

Benefits offered by this job

401(k) with company match

Health, Vision, Dental coverage

PTO and holidays

Job summary

NinjaTrader, a leading futures broker based in Chicago, seeks an AML Compliance Analyst to strengthen our anti-money laundering program. You will perform transactional reviews, enhance due diligence, monitor for suspicious activity, and support regulatory reporting obligations.

The role emphasizes collaboration, accuracy, and proactive risk mitigation. Ideal candidates bring 3–5 years in AML, solid understanding of US BSA/AML laws, and strong communication skills.

Qualifications

• 3–5 years of experience in an AML-related role required.
• In-depth knowledge and understanding of US BSA/AML laws and regulations.
• Experience with modern and advanced case workflow systems.
• BA or BS degree.
• Excellent writing, speaking, and organization skills.
• Dependable team player with a strong work ethic.

Responsibilities

• Conduct AML assessments, including transaction reviews, enhanced due diligence (EDD), and customer activity analysis to identify and escalate unusual or suspicious patterns.
• Investigate potential matches against sanctions lists, Politically Exposed Persons (PEPs), adverse media, and internal watchlists, ensuring timely and accurate processing.
• Conduct transaction monitoring reviews and investigations, taking appropriate actions based on findings.
• Perform Customer Due Diligence (CDD) for new clients and conduct periodic compliance reviews to ensure regulatory adherence.
• Enhance and maintain surveillance programs, internal controls, and watchlists to detect regulatory violations and meet evolving compliance standards.
• Manage compliance reporting deadlines, submitting required documentation to regulatory bodies such as the OCC, FinCEN, and OFAC.
• Develop, update, and enforce AML policies, procedures, and internal controls in alignment with regulatory changes and best practices.
• Collaborate with stakeholders to proactively identify and resolve compliance issues, mitigating risks and aligning operations with legal obligations.
• Oversee internal control systems to ensure effectiveness in identifying and managing risks related to money laundering and financial crimes.
• Provide guidance on compliance matters, responding to inquiries from customers and management, and supporting firmwide objectives.

Skills

AML experience

US BSA/AML knowledge

Case workflow systems

Bachelor's degree

Communication skills

Team player

Education

Bachelor's degree

Tools

Case workflow systems

Job description

NinjaTrader, a leading futures broker based in Chicago, seeks an AML Compliance Analyst to strengthen our anti-money laundering program. You will perform transactional reviews, enhance due diligence, monitor for suspicious activity, and support regulatory reporting obligations.

The role emphasizes collaboration, accuracy, and proactive risk mitigation. Ideal candidates bring 3–5 years in AML, solid understanding of US BSA/AML laws, and strong communication skills.