Securities Compliance Counsel (Hybrid, GA)

Primerica; United States; Hybrid; USD 90,000 - 130,000; Full time

Benefits offered by this job

Day one health, dental, and vision

401(k) Plan with employer match

Vacation, sick, holiday and volunteer/

Life and disability insurance

Flexible Spending Account & Health SAV

Tuition reimbursement

Company-sponsored social and philanth

Job summary

Primerica seeks an Attorney to handle securities complaints, respond to SEC/FINRA and state inquiries, and manage related special projects. This hybrid role requires 2 days in the office in Duluth, GA. The attorney will investigate cases, prepare material for settlements, and file necessary regulatory reports.

Qualified candidates hold a Law Degree with bar admission and must obtain Series 6 and 26 licenses within 90 days. Excellent negotiation and communication skills are essential.

Qualifications

• Requires a law degree and admission to the bar in any state.
• Securities licenses Series 6 and Series 26 must be obtained within 90 days of hire.
• Strong negotiation and communication skills are essential.

Responsibilities

• Investigate and resolve consumer complaints related to securities products.
• Prepare responses to regulatory inquiries and assist with settlements and required statements.
• Identify and complete regulatory reports and amendments (U-4, U-5, 30-day/quarterly 4530, SARs).

Skills

Negotiation skills

Oral and written communication

Analytical thinking

Team player

Attention to detail

Legal research

Education

Juris Doctor (JD) or equivalent

Bar admission in any state

Tools

Westlaw

Microsoft Office (Word, Excel)

Job description

Primerica seeks an Attorney to handle securities complaints, respond to SEC/FINRA and state inquiries, and manage related special projects. This hybrid role requires 2 days in the office in Duluth, GA. The attorney will investigate cases, prepare material for settlements, and file necessary regulatory reports.

Qualified candidates hold a Law Degree with bar admission and must obtain Series 6 and 26 licenses within 90 days. Excellent negotiation and communication skills are essential.