Legal Counsel

PFSI PFS Investments Inc.; United States; Hybrid; USD 90,000 - 130,000; Full time

Benefits offered by this job

Day one health, dental, and vision

401(k) Plan with employer match

Vacation, sick, holiday and volunteer/

Life and disability insurance

Flexible Spending Account & Health SAV

Tuition reimbursement

Company-sponsored social and philanth

Job summary

Primerica seeks an Attorney to handle securities complaints, respond to SEC/FINRA and state inquiries, and manage related special projects. This hybrid role requires 2 days in the office in Duluth, GA. The attorney will investigate cases, prepare material for settlements, and file necessary regulatory reports.

Qualified candidates hold a Law Degree with bar admission and must obtain Series 6 and 26 licenses within 90 days. Excellent negotiation and communication skills are essential.

Qualifications

• Requires a law degree and admission to the bar in any state.
• Securities licenses Series 6 and Series 26 must be obtained within 90 days of hire.
• Strong negotiation and communication skills are essential.

Responsibilities

• Investigate and resolve consumer complaints related to securities products.
• Prepare responses to regulatory inquiries and assist with settlements and required statements.
• Identify and complete regulatory reports and amendments (U-4, U-5, 30-day/quarterly 4530, SARs).

Skills

Negotiation skills

Oral and written communication

Analytical thinking

Team player

Attention to detail

Legal research

Education

Juris Doctor (JD) or equivalent

Bar admission in any state

Tools

Westlaw

Microsoft Office (Word, Excel)

Job description

Join Our Team In 2025, USA Today recognized Primerica as a Top Workplace USA for the fifth year in a row, and Newsweek named Primerica one of America’s Greatest Workplaces for Diversity for the second consecutive year. In 2024, the Atlanta Journal-Constitution named Primerica as a Top Workplace for the eleventh consecutive year, and Forbes recognized Primerica as one of America’s Best Employers for Women for the fifth year in the row. In addition, for the tenth time Primerica has been voted a Best Employer by Gwinnett Magazine. Primerica is a great place to work! Join our team to experience what it’s like to work at “one of the best places to work in the metro Atlanta”.

Job Description Summary

Primerica seeks an Attorney to handle securities complaints, respond to SEC, FINRA, state securities and other inquiries, relating to securities issues, as well as special projects. Hybrid role 2 days in office. Location: Duluth, GA

Responsibilities & Qualifications

• DUTIES: Investigate and resolve consumer complaints related to securities products, including mutual funds, variable annuities, managed accounts and 529 plans, as well as other services provided by the Primerica Companies’ sales force.
• Prepare responses to regulatory inquiries and assist representatives in the preparation of required statements and negotiate and implement settlements with consumers, including preparing required documents for management approval of settlements and enacting settlements, which includes facilitating payments to clients, making adjustments to clients' accounts, communicating representative discipline, as necessary.
• Identify and complete required regulatory reports, including Form U-4 and U-5 amendments, 30-day and quarterly 4530 Reports, and Suspicious Activity Reports.

Knowledge, Skills and Abilities Required

• Law Degree and admission to the bar of any state Series 6 and Series 26 securities licenses (must be obtained within 90 days of hire)
• Basic knowledge of Primerica’s sales force, corporate structure, internal guidelines and business policies of PFSI as well as federal and state tax laws is preferred
• Good negotiating skills
• Excellent oral and written communication skills and electronic research skills
• Strong mathematical, analytical and organizational skills
• Detail oriented, self-motivated and team player
• Computer proficiency in Word, Excel, Westlaw and use of Internet

FLSA status: This position is exempt (not eligible for overtime pay): Yes

Our Benefits

• Day one health, dental, and vision insurance
• 401(k) Plan with competitive employer match
• Vacation, sick, holiday and volunteer time off
• Life and disability insurance
• Flexible Spending Account & Health Savings Account
• Professional development Tuition reimbursement
• Company-sponsored social and philanthropy events

Equal Opportunity

It has been and will continue to be the policy of Primerica, Inc., and its subsidiaries to be an Equal Opportunity Employer. We provide equal opportunity to all qualified individuals regardless of race, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, genetic or carrier status, marital status, sexual orientation, or any classification protected by applicable federal, state or local laws. At Primerica, we believe that diversity and inclusion are critical to our future and our mission – creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.