Hybrid Securities Compliance & AML Specialist - Elderly

Primerica; Duluth (GA); Hybrid; USD 90,000 - 95,000; Full time

Benefits offered by this job

Health insurance

401(k) Plan with competitive employer match

Tuition reimbursement

Vacation and sick time off

Job summary

Primerica in Duluth, Georgia seeks a Securities Compliance Officer to oversee compliance investigations and handle regulatory reporting in a hybrid work setting. The role involves working in compliance with securities laws and managing regulatory risks while contributing to a culture of excellence.

The ideal candidate has a Bachelor's Degree, relevant certifications, and a minimum of 2 years of experience in the investment industry. This position offers a range of benefits, including health insurance and a 401(k) plan.

Qualifications

• 2+ years of professional experience, preferably in the investment industry.
• Securities licenses (SIE Exam, Series 7, 24 and 66) or obtained within 150 days of hire.
• Strong sense of ethics, accountability, and judgment.

Responsibilities

• Conduct investigations into potential unusual activity and potential elderly/vulnerable exploitation.
• File required Suspicious Activity Reports (SARs) with FinCEN.
• Maintain and enhance AML policies and procedures.

Skills

Attention to detail

Analytical skills

Communication skills

Problem-solving skills

Education

Bachelor’s Degree

Tools

Excel

Word

PowerPoint

Job description

Primerica in Duluth, Georgia seeks a Securities Compliance Officer to oversee compliance investigations and handle regulatory reporting in a hybrid work setting. The role involves working in compliance with securities laws and managing regulatory risks while contributing to a culture of excellence.

The ideal candidate has a Bachelor's Degree, relevant certifications, and a minimum of 2 years of experience in the investment industry. This position offers a range of benefits, including health insurance and a 401(k) plan.