Legal Counsel

Primerica; Duluth (GA); Hybrid; USD 120,000 - 180,000; Full time

Benefits offered by this job

Day one health, dental, and vision

401(k) Plan with match

Vacation, sick, holiday

Life and disability insurance

FSA/HSA

Professional development

Tuition reimbursement

Company-sponsored events

Job summary

Primerica in Duluth, GA seeks an Attorney to handle securities complaints, respond to SEC, FINRA, state inquiries, and work on special projects in a hybrid role. You will investigate consumer complaints about mutual funds and other products, prepare responses, and assist with settlements; you will file required regulatory reports and support the sales force.

The position requires a law degree, bar admission, and securities licenses (Series 6 and 26) to be obtained within 90 days, with strong

Qualifications

• Investigate and resolve consumer complaints related to securities products.
• Prepare responses to regulatory inquiries and assist with settlements.
• Identify and complete required regulatory reports (Form U-4/U-5, 30-day and quarterly 4530 Reports, SAR).
• Strong negotiation, communication, and analytical abilities; detail oriented and team oriented.

Responsibilities

• Investigate and resolve consumer complaints related to securities products, including mutual funds and 529 plans.
• Prepare responses to regulatory inquiries and assist in settlements with customers.
• Identify and file regulatory reports (Form U-4/U-5, 30-day and 4530 Reports, SAR).
• Ensure compliance with internal guidelines and federal/state securities laws.

Skills

Negotiation

Communication

Analytical

Electronic research

MS Word / MS Excel

Westlaw

Series 6/26 licenses

Education

Law Degree & Bar Admission

Tools

Westlaw

MS Office

Job description

Legal Counsel### Legal CounselApply: Duluth, GA: Full time: Posted Yesterday: R-461:102026## **Join Our Team**In 2025, USA Today recognized Primerica as a Top Workplace USA for the fifth year in a row, and Newsweek named Primerica one of America’s Greatest Workplaces for Diversity for the second consecutive year. In 2024, the Atlanta Journal-Constitution named Primerica as a Top Workplace for the eleventh consecutive year, and Forbes recognized Primerica as one of America’s Best Employers for Women for the fifth year in a row. In addition, for the tenth time Primerica has been voted a Best Employer by Gwinnett Magazine. Primerica is a great place to work! Join our team to experience what it’s like to work at “one of the best places to work in the metro Atlanta”.## ## About this PositionJob Description Summary Primerica seeks an Attorney to handle securities complaints, respond to SEC, FINRA, state securities and other inquiries, relating to securities issues, as well as special projects. Hybrid role 2 days in office Location: Duluth, GA## ## Responsibilities & Qualifications**DUTIES:*** Investigate and resolve consumer complaints related to securities products, including mutual funds, variable annuities, managed accounts and 529 plans, as well as other services provided by the Primerica Companies’ sales force.* Prepare responses to regulatory inquiries and assist representatives in the preparation of required statements and negotiate and implement settlements with consumers, including preparing required documents for management approval of settlements and enacting settlements, which includes facilitating payments to clients, making adjustments to clients' accounts, communicating representative discipline, as necessary.* Identify and complete required regulatory reports, including Form U-4 and U-5 amendments, 30-day and quarterly 4530 Reports, and Suspicious Activity Reports. **KNOWLEDGE, SKILLS AND ABILITIES REQUIRED:*** Law Degree and admission to the bar of any state* Series 6 and Series 26 securities licenses (must be obtained within 90 days of hire)* Basic knowledge of Primerica’s sales force, corporate structure, internal guidelines and business policies of PFSI as well as federal and state tax laws is preferred* Good negotiating skills* Excellent oral and written communication skills and electronic research skills* Strong mathematical, analytical and organizational skills* Detail oriented, self-motivated and team player* Computer proficiency in Word, Excel, Westlaw and use of Internet**FLSA status:** This position is exempt (not eligible for overtime pay):Yes## ## Our Benefits:* Day one health, dental, and vision insurance* 401(k) Plan with competitive employer match* Vacation, sick, holiday and volunteer time off* Life and disability insurance* Flexible Spending Account & Health Savings Account* Professional development* Tuition reimbursement* Company-sponsored social and philanthropy eventsIt has been and will continue to be the policy of Primerica, Inc., and its subsidiaries to be an Equal Opportunity Employer. We provide equal opportunity to all qualified individuals regardless of race, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, genetic or carrier status, marital status, sexual orientation, or any classification protected by applicable federal, state or local laws.