Securities-Based Lending Specialist for Advisors

lplfinancial; Fort Mill (SC); On-site; USD 63,000 - 105,000; Full time

Job summary

LPL Financial is seeking a Lending Specialist within the Banking & Lending organization in the United States. The role focuses on supporting the Secured Credit Account (SCA) and Margin, serving as an expert and primary contact for Advisor inquiries, and coordinating with multiple teams to ensure smooth operations.

The ideal candidate has 5+ years in financial services, a Series 7 license, and a track record of exceptional client support.

Qualifications

• Bachelor's degree in Finance, Business Administration, or related field.
• 5+ years of experience in financial services, preferably wealth management.
• Series 7 License and ability to support Advisors with SCA & Margin.

Responsibilities

• Serve as SCA and margin product expert and support Advisor inquiries across product life cycle.
• Be the first point of contact for Advisor questions impacting other LPL teams.
• Support Advisors in client meetings related to SCA and Margin.
• Manage interest rate discount requests for SCA and Margin.
• Handle lending product policy exception requests and escalations.
• Collaborate with Regional Banking and Lending Consultants during transitions.

Skills

Verbal and written communication

Problem solving

Organizational skills

Team collaboration

Education

Bachelor's degree in Finance, Business Administration, or a related field

Tools

Series 7 License

Job description

LPL Financial is seeking a Lending Specialist within the Banking & Lending organization in the United States. The role focuses on supporting the Secured Credit Account (SCA) and Margin, serving as an expert and primary contact for Advisor inquiries, and coordinating with multiple teams to ensure smooth operations.

The ideal candidate has 5+ years in financial services, a Series 7 license, and a track record of exceptional client support.