Remote Senior Compliance Analyst Advertising Review

Jobgether; United States; Remote; USD 85,000 - 100,000; Full time

Benefits offered by this job

Competitive salary

Health insurance

Mental health support

Paid time off

401(k) plan

Parental leave

Remote work

Job summary

Jobgether, listing this role on behalf of a partner, seeks a Senior Compliance Analyst – Advertising Review based in the United States. In this remote position you will review advertising and marketing materials for regulatory compliance, applying FINRA and SEC knowledge.

You will provide clear feedback, maintain documentation, and support manuals while juggling a high volume of submissions to meet SLAs.

Qualifications

• Bachelor’s degree or equivalent professional experience.
• At least five years of relevant experience in advertising compliance.
• Series 7, Series 24, and Series 63 FINRA registrations.
• Working knowledge of life insurance and annuity products.
• Strong written and verbal communication skills, including the ability to explain complex compliance requirements clearly.

Responsibilities

• Review retail communications and advertising materials for compliance with applicable laws, regulations, internal policies, and FINRA and SEC requirements.
• Communicate required revisions to submitters clearly, accurately, and concisely, explaining the rationale behind compliance decisions.
• Ensure reviews and related documentation meet applicable record-retention requirements.
• Research regulatory and policy questions using internal manuals, reference materials, and other relevant resources.
• Maintain consistency and quality across reviews while applying established compliance standards.
• Support the development and maintenance of internal compliance manuals, reference guides, and other resources.
• Understand and follow workflow processes associated with different vendors and submission channels.
• Collaborate with other analysts to complete assignments, share knowledge, and support team objectives.
• Manage a high volume of submissions while meeting established service-level agreements and deadlines.
• Perform additional compliance-related duties as needed.

Skills

FINRA registrations: Series 7, 24, 63

Advertising compliance

Written and verbal communication

Life insurance knowledge

Prior compliance experience

Education

Bachelor’s degree or equivalent

Job description

Jobgether, listing this role on behalf of a partner, seeks a Senior Compliance Analyst – Advertising Review based in the United States. In this remote position you will review advertising and marketing materials for regulatory compliance, applying FINRA and SEC knowledge.

You will provide clear feedback, maintain documentation, and support manuals while juggling a high volume of submissions to meet SLAs.