Remote Overnight Trading Compliance Analyst

Intercontinental Exchange Holdings, Inc.; New York (NY); On-site; USD 65,000 - 95,000; Full time

Benefits offered by this job

Healthcare coverage

401(k) plan

Life insurance

Time off

Paid leave for qualifying situations

Job summary

Intercontinental Exchange, Inc. is seeking an Analyst for Extended Hours Trading to monitor overnight activity, assess erroneous executions, and review market news within NYSE Regulation.

The role involves escalation to senior staff and collaboration with multiple market participants, with a strong emphasis on accuracy and timely response. The position is fully remote with office access if desired, and requires flexibility for late-evening shifts.

Qualifications

• High school diploma required with associate’s degree preferred.
• Course work in accounting, finance, economics, business, or similar fields preferred.
• 3+ years of accounting/finance/trading or regulatory experience preferred.
• General knowledge of the financial markets and/or the securities industry preferred.
• Prior experience in a triage, dispatch, customer support, or operations coordination role is beneficial but not required.
• Strong research, analytical, and problem-solving skills.
• Self-starter with strong initiative, attention to detail, and sound judgment.
• Discretion when handling sensitive or confidential communications.
• Excellent and confident interpersonal and communication skills.
• Ability to work independently and function efficiently in a high-volume, deadline-oriented, multi-task environment.
• Ability to interface effectively and professionally with NYSE senior management and representatives of broker dealers, listed issuers, and other market participants.
• Comfort working non-traditional hours to support extended hours trading.
• Experience with trading data software (Bloomberg, FactSet, S&P Capital IQ) is beneficial.

Responsibilities

• Monitor designated email inboxes and chat channels throughout the extended hours trading session, maintaining consistent coverage during assigned hours.
• Review and assess inbound communications to determine urgency, subject matter, and whether it requires escalation or can be resolved with a straightforward response.
• Triage various issues that may arise during overnight trading and engage with the NYSE Regulation teams to investigate and respond as needed.
• On a weekly basis, configure the incident management and alerting platform to ensure that the system reflects the correct sequence of escalation of assigned NYSE Regulation staff for the following week.
• Review and analyze global news to identify material news that may impact trading in a security.
• Review and analyze press releases for materiality that may necessitate a trading halt.
• Confirm that corporate actions and halts were implemented at the start of the overnight trading session.
• Identify instances where foreign markets halt trading in securities that also trade on a NYSE Exchange.
• Investigate unusual trading activity and rumors pertaining to issuers.
• Assess trading activity based upon a variety of alerts generated by surveillance systems.
• Review and elevate requests for trade nullifications due to potentially erroneous executions.
• Assess system outages as potential events according to Reg SCI and work with other stakeholders to coordinate next steps.
• Coordinate with staff at other exchanges and trading venues as needed and appropriate.
• Work on special projects and ad hoc tasks, as identified or assigned.

Skills

Regulatory knowledge

Analytical skills

Communication skills

Attention to detail

Independent work

Education

High school diploma preferred

Tools

Bloomberg

FactSet

S&P Capital IQ

Job description

Intercontinental Exchange, Inc. is seeking an Analyst for Extended Hours Trading to monitor overnight activity, assess erroneous executions, and review market news within NYSE Regulation.

The role involves escalation to senior staff and collaboration with multiple market participants, with a strong emphasis on accuracy and timely response. The position is fully remote with office access if desired, and requires flexibility for late-evening shifts.