Remote OCCO & Regulatory Compliance Lead

ACA Group

Connecticut

Remote

USD 180,000 - 200,000

Full time

31 hours ago
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Benefits offered by this job

Student Debt Forgiveness
Pet Insurance

Job summary

ACA Group is seeking an experienced compliance professional to lead mock regulatory examinations and reviews, develop client relationships, and oversee ACA junior staff. The role may include serving as outsourced chief compliance officer (oCCO) for clients, ensuring programs meet regulatory requirements and best practices.

The position emphasizes guidance on policies, procedures, and compliance materials, with opportunities to lead complex projects and interact with regulators in a dynamic,

Qualifications

  • Bachelor’s degree is required.
  • 8 years of industry experience, or 6+ years with relevant regulatory or ACA consulting background.
  • Advanced knowledge of federal securities laws and related rules.
  • Executive presence and ability to interact with regulators and high-profile clients.

Responsibilities

  • Lead or assist mock regulatory examinations and compliance program reviews.
  • Guide and coordinate work across client reviews and teams.
  • Provide regulatory consulting services and draft filings and policies.
  • Manage client relationships and project delivery with a focus on quality and profitability.
  • Supervise and mentor junior staff; participate in special ACA initiatives.

Skills

Executive presence
Regulatory knowledge
Client relationship management
Travel willingness

Education

Bachelor’s degree

Tools

Microsoft Office

Job description

ACA Group is seeking an experienced compliance professional to lead mock regulatory examinations and reviews, develop client relationships, and oversee ACA junior staff. The role may include serving as outsourced chief compliance officer (oCCO) for clients, ensuring programs meet regulatory requirements and best practices.

The position emphasizes guidance on policies, procedures, and compliance materials, with opportunities to lead complex projects and interact with regulators in a dynamic,

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