Remote IT Audit: AML & Regulatory Remediation

RSM US LLP; New York (NY); Remote; USD 76,000 - 114,000; Full time

Job summary

RSM US LLP is seeking an experienced IT Audit professional to support a large global banking institution's regulatory remediation and Financial Crimes technology initiatives. This remote role requires East Coast hours and the ability to coordinate with EMEA/APAC stakeholders.

Ideal candidates have 8+ years in IT Audit within banking, AML/FC tech expertise, and SDLC/data controls experience. Certifications such as CISA/CIA/CAMS/CPA are preferred.

Qualifications

• 8+ years of IT Audit experience within large global banking institutions.
• Strong experience supporting regulatory remediation, issue validation, and risk management initiatives.
• Deep expertise auditing AML and Financial Crimes technology environments, including Transaction Monitoring, Sanctions Screening, KYC/CDD, and related systems.
• Experience auditing SDLC, Change Management, system configurations, and application controls.
• Experience evaluating data lineage, interfaces, system-to-system connections, and data quality controls.
• Strong controls testing, risk assessment, and substantive testing experience.
• Proven ability to independently lead and execute audit testing with minimal oversight.
• Experience reviewing technical documentation, system architecture, data flows, and code.

Responsibilities

• Assess remediation activities designed to address technology, risk, and control-related findings.
• Develop and execute risk-based testing strategies to evaluate the design and operating effectiveness of controls.
• Perform IT audit testing across IT governance, SDLC, Change Management, technology operations, applications, and data controls.
• Evaluate AML and Financial Crimes technology environments and related control frameworks.
• Review system configurations, technical documentation, data flows, interfaces, and application controls to identify risk and validate remediation efforts.
• Conduct targeted testing and deep-dive reviews of complex technology control environments.
• Identify root causes, develop meaningful observations, and provide actionable recommendations.
• Prepare clear, comprehensive audit documentation and communicate findings to key stakeholders.

Skills

IT Audit

Regulatory remediation

AML & Financial Crimes

SDLC auditing

Data lineage

Controls testing

Communication skills

Stakeholder management

East Coast work hours

Job description

RSM US LLP is seeking an experienced IT Audit professional to support a large global banking institution's regulatory remediation and Financial Crimes technology initiatives. This remote role requires East Coast hours and the ability to coordinate with EMEA/APAC stakeholders.

Ideal candidates have 8+ years in IT Audit within banking, AML/FC tech expertise, and SDLC/data controls experience. Certifications such as CISA/CIA/CAMS/CPA are preferred.