Senior IT Auditor – AML & Regulatory Remediation (Remote)

RSM US LLP; Dallas (TX); Remote; USD 126,078,000 - 189,117,000; Part time

Job summary

RSM US LLP is seeking an experienced IT Audit professional to support regulatory remediation for a large banking institution. The role requires leading testing across AML tech environments, data controls, and SDLC, with flexibility for East Coast hours and cross-regional coordination.

The position emphasizes independent testing with minimal oversight, strong communication, and the ability to work with stakeholders across EMEA and APAC time zones.

Qualifications

• 8+ years IT Audit experience within large global banking institutions.
• Strong experience supporting regulatory remediation, issue validation, and risk management initiatives.
• Deep expertise auditing AML and Financial Crimes technology environments, including Transaction Monitoring, Sanctions Screening, KYC/CDD, and related systems.
• Experience auditing SDLC, Change Management, system configurations, and application controls.
• Experience evaluating data lineage, interfaces, system-to-system connections, and data quality controls.
• Strong controls testing, risk assessment, and substantive testing experience.
• Proven ability to independently lead and execute audit testing with minimal oversight.
• Experience reviewing technical documentation, system architecture, data flows, and code.
• Excellent written and verbal communication skills.
• Ability and willingness to support stakeholders across EMEA and APAC time zones.
• Must be located on the East Coast or able to work East Coast business hours.

Responsibilities

• Assess remediation activities designed to address technology, risk, and control-related findings.
• Develop and execute risk-based testing strategies to evaluate the design and operating effectiveness of controls.
• Perform IT audit testing across IT governance, SDLC, Change Management, technology operations, applications, and data controls.
• Evaluate AML and Financial Crimes technology environments and related control frameworks.
• Review system configurations, technical documentation, data flows, interfaces, and application controls to identify risk and validate remediation efforts.
• Conduct targeted testing and deep-dive reviews of complex technology control environments.
• Identify root causes, develop meaningful observations, and provide actionable recommendations.
• Prepare clear, comprehensive audit documentation and communicate findings to key stakeholders.

Skills

IT Audit

Regulatory remediation

AML & Financial Crimes

SDLC & Change Management

Data lineage & data quality

Issue validation

Audit testing

Documentation & reporting

Cross-border collaboration

Technical documentation review

Education

CISA

CIA

CAMS

CPA

Tools

Model Validation

Regulatory remediation tooling

Job description

RSM US LLP is seeking an experienced IT Audit professional to support regulatory remediation for a large banking institution. The role requires leading testing across AML tech environments, data controls, and SDLC, with flexibility for East Coast hours and cross-regional coordination.

The position emphasizes independent testing with minimal oversight, strong communication, and the ability to work with stakeholders across EMEA and APAC time zones.