Remote Due Diligence Analyst in Corporate Finance

H.C. Wainwright & Co., LLC; New York (NY); On-site; USD 60,000 - 80,000; Full time

Job summary

H.C. Wainwright & Co., LLC seeks an experienced due diligence analyst or associate to join our market leading corporate finance team in New York, Miami, or remotely.

The ideal candidate has at least 2 years in due diligence within an investment bank, accounting firm or law firm, with familiarity of 10-K/10-Q/Proxy filings and securities transactions. Responsibilities include liaising with management, performing CDD/EDD and AML/OFAC research, preparing diligence materials, and maintaining firm

Qualifications

• BA/BS or equivalent required.
• 2+ years in due diligence in IB, accounting firm, or law firm.
• Familiar with SEC filings (10-K/10-Q/Proxy) and securities transactions.
• Strong research using social media, databases and search engines.

Responsibilities

• Coordinate with senior management and legal teams to complete due diligence.
• Perform CDD/EDD and AML/OFAC research efforts.
• Prepare diligence questionnaires, financial models, reports, and related documents.
• Identify red flags, gaps, and risk factors in diligence materials.
• Search SEC filings and public sources to gather diligence information on prospects.
• Maintain organized filing systems and firm databases for diligence work.
• Support day-to-day diligence tasks and KYC/AML processes.

Skills

Social media research

Legal databases

Data analysis

Due diligence

Education

BA/BS or equivalent

Tools

SEC filings

Job description

H.C. Wainwright & Co., LLC seeks an experienced due diligence analyst or associate to join our market leading corporate finance team in New York, Miami, or remotely.

The ideal candidate has at least 2 years in due diligence within an investment bank, accounting firm or law firm, with familiarity of 10-K/10-Q/Proxy filings and securities transactions. Responsibilities include liaising with management, performing CDD/EDD and AML/OFAC research, preparing diligence materials, and maintaining firm