Remote Diligence Program Lead: Compliance & Change

Userc Dehradun

United States

Remote

USD 100,000 - 138,000

Full time

5 days ago
Be an early applicant

Get a reply from this employer

Your resume and cover letter, tailored to exactly what they’re hiring for.

Get past ATS filters

Benefits offered by this job

Competitive base salary
Annual equity grants
401(k) with company match
Comprehensive health coverage
Paid time off & holidays
Employee assistance program

Job summary

Upstart is seeking a Diligence Program Lead to own the diligence and change-management programs across lending partners. You will ensure questionnaires, responses, and documentation meet regulatory expectations while collaborating with Compliance, Legal, Product, and Engineering.

The role emphasizes building scalable processes, managing document controls, and driving automation to support a growing partner base in a remote US setting.

Qualifications

  • Bachelor’s degree or equivalent practical experience.
  • 5 years of experience in financial services compliance, risk, audit, or third-party due diligence.
  • 2 years of experience responding to due diligence questionnaires, regulatory examinations, or audit requests from banks, credit unions, or other regulated institutions.
  • Experience owning a recurring operational or reporting process end to end, including its documentation.
  • Experience administering a document management system, virtual data room, or other controlled-access content repository.

Responsibilities

  • Own the lending partner change management program end to end: assemble each release, notify partners of updates, and keep the document libraries current.
  • Respond to lending partner due diligence questionnaires and information requests with Compliance, Legal, and Model Risk Management to source and verify answers.
  • Maintain the partner-facing document repository and access controls based on product mix and relationship stage.
  • Run the recurring corrective action reporting cycle: validate source data, distribute reports, and confirm delivery with publishing teams.
  • Collaborate with Product to move manual diligence workflows onto supported tooling and document each process for cross-team continuity.
  • Identify gaps in policy ownership and documentation approval and raise them with Compliance and Lending Partnerships.

Education

Bachelor’s degree or equivalent practical experience

Job description

Upstart is seeking a Diligence Program Lead to own the diligence and change-management programs across lending partners. You will ensure questionnaires, responses, and documentation meet regulatory expectations while collaborating with Compliance, Legal, Product, and Engineering.

The role emphasizes building scalable processes, managing document controls, and driving automation to support a growing partner base in a remote US setting.

Get your free, confidential resume review.

or drag and drop your file here.

Similar jobs

Similar jobs worth comparing

Remote Diligence & Change Program Lead
Remote Diligence & Change Program Lead

OhioX • Northern (KY)

Remote
USD 100,000 - 138,000
Competitive compensation
Bonus opportunities
Annual equity grants
+5
Remote Diligence & Change Management Lead
Remote Diligence & Change Management Lead

pofft Technology Inc. • United States

Remote
USD 100,000 - 138,000
Diligence & Change Management Lead, Lending Partnerships
Diligence & Change Management Lead, Lending Partnerships

Upstart • United States

Remote
USD 100,000 - 138,000
Competitive compensation
401(k) with company match
Employee stock purchase plan (ESPP)
+2
Remote: BSA/AML Program Lead — Risk & Compliance Expert
Remote: BSA/AML Program Lead — Risk & Compliance Expert

Upstart • United States

Remote
USD 116,000 - 160,000
401k match
Employee Stock Purchase Plan (ESPP)
Health coverage
+1
Diligence Program Lead
Diligence Program Lead

pofft Technology Inc. • United States

Remote
USD 100,000 - 138,000
Diligence Program Lead
Diligence Program Lead

Userc Dehradun • United States

Remote
USD 100,000 - 138,000
Competitive base salary
Annual equity grants
401(k) with company match
+3
Senior Compliance Advisory & Change Management (Remote)
Senior Compliance Advisory & Change Management (Remote)

Upstart • Columbus (OH)

Hybrid
USD 172,000 - 238,000
Competitive compensation
Equity grants
401(k) with company match
+3
Compliance Risk & Controls Lead, Unsecured Credit (Remote)
Compliance Risk & Controls Lead, Unsecured Credit (Remote)

ApplyMint • United States

On-site
USD 145,100 - 201,100
Competitive pay
Equity grants
401(k) match
+5
Remote Senior Quality Control Lead — AI-Driven Lending
Remote Senior Quality Control Lead — AI-Driven Lending

Upstart • United States

Remote
USD 105,000 - 145,000
Competitive compensation
Equity grants
401(k) match
+1
Remote Compliance Testing Lead — Regulatory Assurance & Growth
Remote Compliance Testing Lead — Regulatory Assurance & Growth

Affirm • Denver (CO)

Remote
USD 115,000 - 165,000
Health coverage at no cost for you and