Remote Compliance Associate – Asset Management

Beacon Hill Staffing Group, LLC; Columbia (SC); Remote; USD 70,000 - 100,000; Full time

Benefits offered by this job

Remote-friendly

Job summary

Beacon Hill Staffing Group, LLC is partnering with a leading advisory firm to identify a Compliance Associate for a long-term contract opportunity supporting a premier financial services client. Remote candidates will be considered.

Responsibilities include monitoring investment compliance for CLOs and CDOs, assisting with MNPI controls, and supporting testing, monitoring, and policy development under the Investment Advisers Act. 2+ years of relevant experience preferred.

Qualifications

• Bachelor's degree required.
• 2+ years of relevant compliance, legal, or regulatory experience, preferably in asset management, private credit, or financial services.
• Experience supporting SEC-registered investment advisers.
• Knowledge of investment compliance and the Investment Advisers Act.
• Experience with compliance data systems, databases, and multiple data sources.

Responsibilities

• Support investment compliance for CLOs, CDOs, and similar products, including investment guideline monitoring, MNPI/restricted-list controls, trade surveillance, allocation testing, and conflicts management.
• Help strengthen MNPI monitoring and controls.
• Support compliance with the Investment Advisers Act and related requirements.
• Assist with compliance testing, monitoring, reporting, and policy development.
• Utilize compliance data systems, databases, and multiple data sources to support compliance functions.

Skills

Investment compliance

MNPI monitoring

Structured products

Regulatory reporting

Data systems

Education

Bachelor's degree

Job description

Beacon Hill Staffing Group, LLC is partnering with a leading advisory firm to identify a Compliance Associate for a long-term contract opportunity supporting a premier financial services client. Remote candidates will be considered.

Responsibilities include monitoring investment compliance for CLOs and CDOs, assisting with MNPI controls, and supporting testing, monitoring, and policy development under the Investment Advisers Act. 2+ years of relevant experience preferred.