Regulatory Strategy MD - Risk & Engagement

Charles Schwab; Westlake (TX); Hybrid; USD 300,000 - 420,000; Full time

Benefits offered by this job

Hybrid work environment

Competitive benefits package

Job summary

Charles Schwab is seeking a Managing Director for Regulatory Liaison Office to provide strategic counsel on supervisory expectations and to guide regulatory engagement enterprise-wide.

The role partners with senior leaders and the Chief Counsel to interpret evolving requirements, mitigate risk, and enable safe growth across the firm, including direct oversight of a team and collaboration with regulators.

Qualifications

• 15+ years of experience in financial services, banking regulation, regulatory affairs, risk management, compliance, or management consulting.
• MBA, JD, Master’s degree in Finance, Economics, Public Policy, Risk Management, or related discipline.
• Deep expertise in Federal Reserve supervision and regulatory expectations applicable to large banking organizations and financial institutions.
• Demonstrated ability to advise executive leadership and Boards of Directors on complex regulatory, governance, and risk matters.
• Proven track record leading regulatory engagements and building trusted relationships with Federal Reserve, OCC, FDIC, SEC, FINRA, or other supervisory agencies.

Responsibilities

• Provide strategic advisory on regulatory expectations and supervisory priorities to leadership.
• Identify and assess impact of prudential rules, supervisory findings, emerging risks, and regulatory changes on risk profile and controls.
• Partner with risk, legal, compliance, and governance leaders to align regulatory expectations with strategic objectives.
• Lead regulatory engagement strategies with regulators, communicate strategy effectively to senior management and the Board.

Skills

Regulatory strategy

Executive communication

Cross-functional collaboration

Regulatory advisory

Education

MBA/JD/Master's in Finance or related

Job description

Charles Schwab is seeking a Managing Director for Regulatory Liaison Office to provide strategic counsel on supervisory expectations and to guide regulatory engagement enterprise-wide.

The role partners with senior leaders and the Chief Counsel to interpret evolving requirements, mitigate risk, and enable safe growth across the firm, including direct oversight of a team and collaboration with regulators.