Regulatory Strategy MD — Enterprise Risk & Compliance

Charles Schwab Corporation; Westlake (TX); On-site; USD 350,000 - 600,000; Full time

Job summary

Charles Schwab Corporation seeks a Managing Director for Regulatory Liaison Office to provide strategic counsel on supervisory expectations and regulatory matters. You will partner with senior leaders, the Chief Counsel, and the Board to interpret requirements, mitigate risk, and enable safe, sound growth across the firm.

You will guide governance enhancements, supervise risk management, and shape enterprise-wide regulatory engagement and remediation strategies with credibility and executive

Qualifications

• 15+ years of experience in financial services, banking regulation, regulatory affairs, risk management, compliance, or management consulting.
• MBA, JD, Master's degree in Finance, Economics, Public Policy, Risk Management, or related discipline.
• Deep expertise in Federal Reserve supervision and regulatory expectations applicable to large banking organizations and financial institutions.
• Demonstrated ability to advise executive leadership and Boards of Directors on complex regulatory, governance, and risk matters.
• Proven track record leading regulatory engagements and building trusted relationships with Federal Reserve, OCC, FDIC, SEC, FINRA, or other supervisory agencies.

Responsibilities

• Provide strategic regulatory counsel to senior leaders and the Board on supervisory expectations and risk.
• Identify and assess prudential risks, regulatory changes, and impact on governance and control environments.
• Partner with risk, legal, compliance, and business leaders to align regulatory strategy with enterprise objectives.
• Lead strategic regulatory engagement with Federal Reserve and other agencies, communicating progress and remediation efforts.

Skills

Regulatory strategy

Executive advisory

Regulatory engagement

Governance & risk

Board communication

Education

MBA/JD/Master's in Finance or related

Tools

Regulatory compliance systems

Job description

Charles Schwab Corporation seeks a Managing Director for Regulatory Liaison Office to provide strategic counsel on supervisory expectations and regulatory matters. You will partner with senior leaders, the Chief Counsel, and the Board to interpret requirements, mitigate risk, and enable safe, sound growth across the firm.

You will guide governance enhancements, supervise risk management, and shape enterprise-wide regulatory engagement and remediation strategies with credibility and executive