Regulatory Reporting & Controls Analyst

Bank of America; Jacksonville (TX); On-site; USD 70,000 - 110,000; Full time

Job summary

Bank of America is seeking a Regulatory Reporting Operations Professional to provide analysis for regulatory reporting and processing across multiple products. You will coordinate with various operations functions, support audits, and drive control improvements.

In Global Markets Operations, you’ll ensure compliance with U.S. customer protection regulations, lead small to mid‑sized projects, and apply data analytics and automation to enhance efficiency and risk management.

Qualifications

• Regulatory knowledge: 1–3 years working knowledge of U.S. customer protection rules and/or relevant experience in compliance/audit.
• Control & Risk Management: design, execute, evaluate, or enhance regulatory controls and remediate risks.
• Operational Expertise: knowledge of broker-dealer operations including account management, reconciliation, custody, and regulatory reporting.
• Control Monitoring & Governance: using KRIs, KPIs, and metrics to measure control effectiveness and guide remediation.
• Audit & Exam Readiness: experience supporting audits, examinations, issue remediation, and investigations.
• Analytical Rigor: strong data analysis, trend identification, root-cause investigation, and risk assessment.
• Continuous Improvement Mindset: identify and implement sustainable process improvements.
• Stakeholder Influence: build cross-functional partnerships and influence outcomes.

Responsibilities

• Own the execution and effectiveness of regulatory oversight processes.
• Monitor process health metrics and control performance to identify risks.
• Assess system designs and controls via data analysis and root-cause investigations.
• Partner with cross-functional teams to resolve issues and implement improvements.
• Administer third‑party custodial account processes including setup, maintenance, and reconciliation.
• Identify, document, and escalate risks and control gaps for timely resolution.
• Serve as SME for audits, regulatory exams, and change initiatives; lead small to mid‑sized projects.
• Leverage automation and data-driven insights to enhance controls and efficiency.

Skills

Problem Solving

Reporting

Attention to Detail

Critical Thinking

Data Quality Management

Prioritization

Risk Management

Analytical Thinking

Data Mining

Decision Making

Tools

Power BI

Alteryx

Python

SQL

Job description

Bank of America is seeking a Regulatory Reporting Operations Professional to provide analysis for regulatory reporting and processing across multiple products. You will coordinate with various operations functions, support audits, and drive control improvements.

In Global Markets Operations, you’ll ensure compliance with U.S. customer protection regulations, lead small to mid‑sized projects, and apply data analytics and automation to enhance efficiency and risk management.