Regulatory Records Analyst - Hybrid Contract

PINNACLE GROUP (Pinnacle Technical Resources); Charlotte, Northern (NC, KY); Hybrid; USD 76,000 - 83,000; Full time

Job summary

PTR Global in the Charlotte area seeks a Regulatory Analyst - Records Management within a banking/regulatory context. This contingent Business Execution Consultant 4 role focuses on records management, lifecycle governance, and cross‑functional change across business, technology, data, and governance teams.

You will drive retention and regulatory obligations, review complex challenges, and partner with stakeholders to deliver compliant records programs in a hybrid on-site/remote environment.

Qualifications

• 5 years of Business Execution, Implementation, or Strategic Planning experience.
• Experience in regulatory records management and information lifecycle management within banking, capital markets, broker‑dealer, or broader financial services compliance environments.
• Ability to prioritize projects and manage multiple workstreams simultaneously.
• Background in governance and regulatory frameworks, including regulatory change management and regulatory record‑keeping obligations.
• Understanding of trade lifecycle processes, financial markets workflows, and regulatory obligations.

Responsibilities

• Consult on complex business execution initiatives with broad impact and large-scale planning requirements.
• Review and analyze complex, multi-faceted, larger-scale or longer-term business execution challenges, including those involving intangibles or unprecedented factors.
• Contribute to the resolution of complex situations by applying a solid understanding of functional policies, procedures, and compliance requirements.
• Strategically collaborate and consult with client personnel and key stakeholders across business, technology, data, and governance teams.
• Drive regulatory records and record‑keeping initiatives to support compliance with records retention and regulatory record‑keeping obligations.
• Perform records identification and classification activities, including applying retention schedules and record‑keeping requirements.
• Manage and support data remediation workstreams related to records and information lifecycle management.
• Coordinate the movement of data and records into appropriate retention repositories and technology‑enabled record‑keeping environments.
• Support technology migration initiatives through records governance, classification, and data management activities.
• Partner with business stakeholders and technology teams to implement change and drive outcomes across multiple stakeholder groups.
• Manage projects and workstreams with multiple stakeholders, ensuring timelines, deliverables, and regulatory expectations are met.
• Facilitate discussions with business partners to clarify requirements, resolve issues, and align on priorities.
• Leverage understanding of financial markets workflows, trade generation, and trade lifecycle events to align records and regulatory obligations.
• Work with structured data applications, data repositories, and technology platforms that support record‑keeping and information lifecycle management.
• Demonstrate strong collaboration and business-facing skills, with the ability to influence, effect, and implement change.

Skills

Regulatory compliance

Project management

Stakeholder collaboration

Records management

Data governance

Business analysis

Education

Series 99 license desirable

Job description

PTR Global in the Charlotte area seeks a Regulatory Analyst - Records Management within a banking/regulatory context. This contingent Business Execution Consultant 4 role focuses on records management, lifecycle governance, and cross‑functional change across business, technology, data, and governance teams.

You will drive retention and regulatory obligations, review complex challenges, and partner with stakeholders to deliver compliant records programs in a hybrid on-site/remote environment.