AML Analyst – Investigations & Compliance

Interactive Brokers Group; Chicago (IL); Hybrid; USD 70,000 - 110,000; Full time

Benefits offered by this job

401(k) retirement plan

Health and dental benefits

Stock grant awards

Parental leave

Life insurance

Disability coverage

Wellness program

Lunch allowance

Job summary

Interactive Brokers Group, a global financial services firm, seeks a Regulatory Correspondence Analyst to join the Chicago Operations Center on a hybrid schedule. You will investigate and analyze trading activity, money movement, and account relationships for AML considerations, ensuring compliance with Bank Secrecy Act, Patriot Act, sanctions, and related laws.

The role requires 2–3+ years in AML/Fraud compliance, strong problem-solving and communication skills, comfort with technology, and a

Qualifications

• 2‑3+ years of AML/Fraud compliance experience in a financial services institution, preferably at a large broker‑dealer or with an international client base.
• Problem-solving, innovative thinker with outstanding communication skills and a strong ownership mentality.
• Comfort with technology and its application to regulatory solutions.
• Bachelor’s degree or military experience.
• CAMS certification or FINRA licenses (SIE, Series 7, etc.) strongly preferred; if none, willingness to obtain licensures promptly.

Responsibilities

• Investigate client account and transaction activity to identify behavior linked to money laundering or related financial crimes.
• Analyze complex data sets and transaction patterns to identify inconsistencies and red flags.
• Collaborate with internal stakeholders to gather information and ensure a coordinated regulatory response.
• Monitor and document activity per internal procedures and regulatory expectations.
• Stay current with AML/CFT regulations, trading rules, and internal policies.

Skills

Analytical thinking

Communication skills

Ownership mindset

Self-motivation

Education

Bachelor’s degree or military experience

Job description

Interactive Brokers Group, a global financial services firm, seeks a Regulatory Correspondence Analyst to join the Chicago Operations Center on a hybrid schedule. You will investigate and analyze trading activity, money movement, and account relationships for AML considerations, ensuring compliance with Bank Secrecy Act, Patriot Act, sanctions, and related laws.

The role requires 2–3+ years in AML/Fraud compliance, strong problem-solving and communication skills, comfort with technology, and a