Regulatory Exams Operations Specialist

Charles Schwab; Westlake (TX); Hybrid; USD 70,000 - 90,000; Full time

Benefits offered by this job

401(k) with company match

Paid time for vacation and volunteering

Paid parental leave

Tuition reimbursement

Health, dental, and vision insurance

Job summary

Charles Schwab is seeking a Senior Specialist for Regulatory Operations in Westlake, Texas. This role involves critical support for prudential exam management, ensuring timely document delivery to regulators and coordinating exam meetings.

Required qualifications include a college degree and recent experience with financial services regulators. The ideal candidate will demonstrate strong analytical and communication skills, as well as proficiency in Microsoft Office.

The position offers a hybrid work model and a competitive benefits package.

Qualifications

• Recent experience interacting with financial services regulators required.
• Strong attention to detail and problem-solving disposition.

Responsibilities

• Support operational aspects of prudential exam management.
• Schedule and coordinate regulatory exam meetings.
• Ensure timely delivery of regulatory exam documentation.

Skills

Analytical skills

Organizational skills

Communication skills

Problem-solving skills

Regulatory interpretation

Education

College degree or equivalent work experience

Tools

Microsoft Office (Word, PowerPoint, Excel, SharePoint)

Job description

Charles Schwab is seeking a Senior Specialist for Regulatory Operations in Westlake, Texas. This role involves critical support for prudential exam management, ensuring timely document delivery to regulators and coordinating exam meetings.

Required qualifications include a college degree and recent experience with financial services regulators. The ideal candidate will demonstrate strong analytical and communication skills, as well as proficiency in Microsoft Office.

The position offers a hybrid work model and a competitive benefits package.