Regulatory Compliance & Audit Specialist

Florida Surplus Lines Service Office (FSLSO); Tallahassee (FL); On-site; USD 53,000 - 72,000; Full time

Job summary

Florida Surplus Lines Service Office (FSLSO) seeks a Compliance Review Specialist to oversee regulatory compliance of Florida surplus lines agents, schedule audits, review reports, and manage corrective actions. The role supports training for Field Analysts and maintains audit files and portal inquiries.

Requirements include a bachelor’s degree and at least four years in auditing or market conduct, with strong data analysis and communication skills; occasional travel to conduct on-site reviews.

Qualifications

• Bachelor’s degree required; four years of professional auditing or market conduct experience preferred.
• Familiarity with regulatory compliance concepts and insurance.
• Strong data analysis and report-writing abilities.

Responsibilities

• Generate agent assignments monthly.
• Notify agents of planned reviews and coordinate Field Analysts.
• Review and finalize audit reports and track corrective actions.
• Maintain audit databases and prepare summary reports.
• Provide training and respond to inquiries about the Surplus Lines Information Portal.
• Travel for on-site compliance reviews as needed.

Skills

Analytical thinking

Attention to detail

Communication

Education

Bachelor's degree

Job description

Florida Surplus Lines Service Office (FSLSO) seeks a Compliance Review Specialist to oversee regulatory compliance of Florida surplus lines agents, schedule audits, review reports, and manage corrective actions. The role supports training for Field Analysts and maintains audit files and portal inquiries.

Requirements include a bachelor’s degree and at least four years in auditing or market conduct, with strong data analysis and communication skills; occasional travel to conduct on-site reviews.