Regulatory Compliance Analyst (Hybrid)

ACA Group; Durham (NC); Hybrid; USD 60.000 - 90.000; Vollzeit

Benefits dieser Stelle

Medical and dental coverage

401(k) plans

Paid time off (PTO)

Student Debt Forgiveness

Pet Insurance

Zusammenfassung

ACA Group in Durham, NC is hiring a Compliance Analyst to administer our compliance program alongside the Chief Compliance Officer. You will help with policy reviews, drafting reports, and promoting regulatory compliance across client engagements.

The role includes coordinating with internal teams, providing regulatory consulting, and supporting mock SEC examinations and risk reviews. Hybrid schedule: 2 days in-office, 3 days remote.

Qualifikationen

• 2 years of industry experience.
• Knowledge of federal securities laws and related rules/processes.
• Major or concentration in compliance, law, business, accounting, finance, or economics preferred.

Aufgaben

• Administer assigned client relationships and projects, liaising with internal departments and responding to client questions.
• Provide regulatory consulting services, draft regulatory filings, review policies and marketing materials, and conduct compliance training.
• Assist with compliance program reviews, including document requests, interviewing, and reporting.

Kenntnisse

Regulatory knowledge

Client interaction

Communication skills

Attention to detail

Ausbildung

Compliance/law/business/finance/economics degree preferred

Tools

Microsoft Office

Jobbeschreibung

ACA Group in Durham, NC is hiring a Compliance Analyst to administer our compliance program alongside the Chief Compliance Officer. You will help with policy reviews, drafting reports, and promoting regulatory compliance across client engagements.

The role includes coordinating with internal teams, providing regulatory consulting, and supporting mock SEC examinations and risk reviews. Hybrid schedule: 2 days in-office, 3 days remote.