Regulatory Change Assurance Lead — Equity Eligible

Northern Trust Corp; Chicago (IL); Hybrid; USD 115.000 - 195.000; Vollzeit

Benefits dieser Stelle

Discretionary bonus program

Comprehensive benefits package

Zusammenfassung

Northern Trust is seeking a Regulatory Change Assurance Specialist to lead assurance reviews and manage the Assurance function. The role combines assurance leadership with program management, overseeing the lifecycle of regulatory change activities and interactions with regulators and auditors.

The successful candidate will drive methodologies, maintain workpapers, and produce regulator-ready deliverables while coordinating remediation and governance across the organization.

Qualifikationen

• Demonstrated experience leading complex assurance, audit, compliance, or regulatory change initiatives.
• Strong program management capabilities with stakeholder management.
• Experience developing methodologies, procedures, templates, training materials.
• Ability to translate regulatory requirements into practical frameworks, processes, controls.
• Experience preparing regulatory examination responses or audit responses is preferred.
• Identify thematic issues and opportunities for process improvement across reviews.
• Excellent written communication and regulator-ready deliverables.
• Several years of assurance experience within financial services.

Aufgaben

• Lead and execute regulatory change assurance reviews, assessing design and implementation of responses to new or amended laws and regulations.
• Develop and enhance the Regulatory Change Assurance Methodology and related templates and templates.
• Coordinate regulator/auditor responses, remediation packages, and management reporting.
• Manage assurance project pipeline, governance, and stakeholder engagement across initiatives.
• Provide management reporting on coverage, trends, and emerging regulatory risks.

Kenntnisse

Assurance leadership

Program management

Regulatory frameworks

Audit experience

Regulatory responses

Process improvement

Written communication

Financial services experience

Leadership

Ausbildung

Bachelor's degree

Jobbeschreibung

Northern Trust is seeking a Regulatory Change Assurance Specialist to lead assurance reviews and manage the Assurance function. The role combines assurance leadership with program management, overseeing the lifecycle of regulatory change activities and interactions with regulators and auditors.

The successful candidate will drive methodologies, maintain workpapers, and produce regulator-ready deliverables while coordinating remediation and governance across the organization.