RegTech Compliance Analyst - Trading Tech & Incident

ECLARO; United States; On-site; USD 120,000 - 190,000; Full time

Job summary

ECLARO is seeking a hands-on Compliance Technology Support Officer for an overnight U.S. Equities trading venue operating as a broker-dealer ATS.

The role focuses on technology compliance, oversight across trading operations, incident management, and regulatory reporting controls. You will work with Technology, Compliance, and business stakeholders to assess control effectiveness, investigate FIX messages, manage CAT and TRF reporting, and communicate regulatory implications to senior

Qualifications

• Hands-on technology compliance experience within broker-dealer or securities marketplace.

Responsibilities

• Support technology compliance across trading operations and oversight.
• Investigate regulatory reporting controls and incident management events.
• Coordinate CAT and TRF reporting controls and data quality.
• Translate technical issues into regulatory implications for leadership.
• Work with Technology, Compliance, and business stakeholders to improve control environment.

Skills

Broker-dealer compliance

Regulatory reporting

CAT & TRF reporting

Incident management

SDLC controls

Reg SCI coordination

Log analysis

Executive communication

Regulatory scope knowledge

Series 99

Tools

Python

SQL

Job description

ECLARO is seeking a hands-on Compliance Technology Support Officer for an overnight U.S. Equities trading venue operating as a broker-dealer ATS.

The role focuses on technology compliance, oversight across trading operations, incident management, and regulatory reporting controls. You will work with Technology, Compliance, and business stakeholders to assess control effectiveness, investigate FIX messages, manage CAT and TRF reporting, and communicate regulatory implications to senior