Registered Client Service Associate

Mohr Talent; Edina (MN); On-site; USD 80,000 - 100,000; Full time

Job summary

MOHR Talent in Edina, MN is recruiting a Registered Client Service Associate to provide high-level support to Financial Advisors and clients. This on-site role demands extensive wealth-management knowledge, strong client communication, and meticulous account administration.

The ideal candidate holds FINRA Series 7 and 66 licenses, has 5+ years of experience, and can manage complex transfers and documentation while delivering a personalized client experience within a collaborative independent

Qualifications

• Five or more years of wealth-management, brokerage, RIA, private-bank, or direct Advisor-support experience for consideration near the top of the range.
• Active FINRA Series 7 and Series 66 licenses.
• Strong experience with brokerage and advisory account administration.
• Knowledge of transfers, distributions, money movement, and client documentation.
• Polished client communication and relationship-management skills.
• Ability to work onsite in the Minneapolis–Bloomington area.

Responsibilities

• Serve as a primary contact for routine client-service and account needs.
• Open and maintain brokerage, advisory, retirement, and trust accounts.
• Manage account transfers, distributions, money movement, beneficiary updates, and supporting documentation.
• Process securities transactions in accordance with firm procedures and regulatory requirements.
• Prepare investment-review materials and coordinate meeting follow-up.
• Partner with Advisors, operations teams, and custodial contacts to resolve account issues.

Skills

Wealth-management experience

Brokerage account administration

Client relationship management

FINRA Series 7 licenses

FINRA Series 66 licenses

On-site

Job description

Edina, MN | $80,000–$100,000 + Benefits | Onsite

An established independent wealth-management firm is seeking an experienced Registered Client Service Associate to provide high-level support to Financial Advisors and their clients.

This is a visible, client-facing opportunity for a fully licensed wealth professional who can independently manage complex account-service needs while delivering a responsive and highly personalized client experience.

What You’ll Be Doing

• Serve as a primary contact for routine client-service and account needs.
• Open and maintain brokerage, advisory, retirement, and trust accounts.
• Manage account transfers, distributions, money movement, beneficiary updates, and supporting documentation.
• Process securities transactions in accordance with firm procedures and regulatory requirements.
• Prepare investment-review materials and coordinate meeting follow-up.
• Partner with Advisors, operations teams, and custodial contacts to resolve account issues.

What We’re Looking For

• Five or more years of wealth-management, brokerage, RIA, private-bank, or direct Advisor-support experience for consideration near the top of the range.
• Active FINRA Series 7 and Series 66 licenses.
• Strong experience with brokerage and advisory account administration.
• Knowledge of transfers, distributions, money movement, and client documentation.
• Polished client communication and relationship-management skills.
• Ability to work onsite in the Minneapolis–Bloomington area.

Preferred Qualifications

• Experience supporting high-net-worth clients.
• Retirement and trust-account knowledge.
• Experience with wealth-management CRM, portfolio, and custodial systems.

Why This Opportunity

• Established and stable independent wealth-management organization.
• Significant ownership of client-service delivery.
• Direct partnership with Advisors and internal leadership.
• Competitive compensation based on experience and licensing.

This is an attractive opportunity for an experienced registered professional who values client relationships, operational excellence, and the visibility of working within a collaborative independent firm.

MOHR Talent is an equal-opportunity employer and complies with all applicable federal, state, and local nondiscrimination laws. We provide equal employment opportunities regardless of race, color, religion, sex, national origin, age, disability, marital status, sexual orientation, gender identity, genetic information, military/veteran status, or any other protected status. If you believe you have been discriminated against or have concerns about our compliance, please contact our Human Resources department at [e-mail]

Registered Client Service Associate

Edina, MN | $80,000–$100,000 + Benefits | Onsite

An established independent wealth-management firm is seeking an experienced Registered Client Service Associate to provide high-level support to Financial Advisors and their clients.

This is a visible, client-facing opportunity for a fully licensed wealth professional who can independently manage complex account-service needs while delivering a responsive and highly personalized client experience.

What You’ll Be Doing

• Serve as a primary contact for routine client-service and account needs.
• Open and maintain brokerage, advisory, retirement, and trust accounts.
• Manage account transfers, distributions, money movement, beneficiary updates, and supporting documentation.
• Process securities transactions in accordance with firm procedures and regulatory requirements.
• Prepare investment-review materials and coordinate meeting follow-up.
• Partner with Advisors, operations teams, and custodial contacts to resolve account issues.

What We’re Looking For

• Five or more years of wealth-management, brokerage, RIA, private-bank, or direct Advisor-support experience for consideration near the top of the range.
• Active FINRA Series 7 and Series 66 licenses.
• Strong experience with brokerage and advisory account administration.
• Knowledge of transfers, distributions, money movement, and client documentation.
• Polished client communication and relationship-management skills.
• Ability to work onsite in the Minneapolis–Bloomington area.

Preferred Qualifications

• Experience supporting high-net-worth clients.
• Retirement and trust-account knowledge.
• Experience with wealth-management CRM, portfolio, and custodial systems.

Why This Opportunity

• Established and stable independent wealth-management organization.
• Significant ownership of client-service delivery.
• Direct partnership with Advisors and internal leadership.
• Competitive compensation based on experience and licensing.

This is an attractive opportunity for an experienced registered professional who values client relationships, operational excellence, and the visibility of working within a collaborative independent firm.

MOHR Talent is an equal-opportunity employer and complies with all applicable federal, state, and local nondiscrimination laws. We provide equal employment opportunities regardless of race, color, religion, sex, national origin, age, disability, marital status, sexual orientation, gender identity, genetic information, military/veteran status, or any other protected status. If you believe you have been discriminated against or have concerns about our compliance, please contact our Human Resources department at [e-mail]

Job Summary

Type: Direct Hire

Category: General Operations

At MOHR Talent, your progress is our passion. We are a national, minority-owned firm committed to empowering diverse talent. Our team provides personalized, growth-driven solutions whether you are looking for a new career move or eager to drive your enterprise further.

Get In Touch

5775 Waterford District Dr, Suite #190 ,
Miami, FL 33126