Registered Client Associate, Wealth Management

RBC Capital Markets, LLC; Cockeysville (MD); On-site; USD 45,000 - 70,000; Full time

Benefits offered by this job

401(k) with company matching

Health, dental, vision, life insurance

Paid time off

Career development opportunities

Job summary

RBC Wealth Management in Hunt Valley, MD seeks a Client Associate/Registered Client Associate. You will support financial advisors, respond to client inquiries, and ensure accurate account documentation in a fast-paced, regulated setting.

The role emphasizes client-first service, problem resolution, and collaboration with advisors to grow business. Licensing and compliance readiness are essential for progression and success.

Qualifications

• Bachelor's degree or related experience
• Strong communication and client service skills
• Attention to detail with focus on assisting advisors
• Series 7 and 66 licenses or willingness to obtain within 12 months
• Ability to adapt to a rapidly changing business and technology environment

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and elevate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHs in a timely manner.
• Maintain confidentiality in accordance with RBC's Code of Conduct.

Skills

Customer Service

Data Entry

Data Gathering Analysis

Desktop Tools

Group Problem Solving

Interpersonal Relationships

Knowledge Organization

Teamwork

Time Management

Word Processing Software

Education

Bachelor's degree or job-related experience

Job description

RBC Wealth Management in Hunt Valley, MD seeks a Client Associate/Registered Client Associate. You will support financial advisors, respond to client inquiries, and ensure accurate account documentation in a fast-paced, regulated setting.

The role emphasizes client-first service, problem resolution, and collaboration with advisors to grow business. Licensing and compliance readiness are essential for progression and success.