Quality Assurance & Controls Analyst - Financial Services

Noblesoft Solutions, Inc.; Memphis (TN); Vor Ort; USD 70.000 - 95.000; Vollzeit

Zusammenfassung

Noblesoft Solutions, Inc. in Memphis, TN is seeking a Quality Assurance professional with 3+ years in financial services to lead reviews of advisory and account processes, audits, and risk controls. You will monitor operations, analyze trends, and drive quality improvements across departments.

The role emphasizes collaboration with leadership to strengthen controls, ensure regulatory compliance, and develop training materials for staff. Strong analytical and communication skills are essential.

Qualifikationen

• Bachelor's degree and 3+ years of relevant experience in financial services.
• Knowledge of QA practices and audit methodologies within financial services.
• Ability to identify risks and improve quality, efficiency and consistency.

Aufgaben

• Develop knowledge of policies, procedures, regulatory requirements, quality standards and controls.
• Perform detailed quality reviews of Advisory and Managed New Account processes and documentation for accuracy and compliance.
• Conduct audits, transaction reviews, and quality assessments to verify adherence to standards and risk management.
• Monitor workflows to identify trends, gaps, and control weaknesses.
• Investigate discrepancies and processing errors to determine root cause and preventive measures.
• Develop, track, analyze and report quality metrics and audit findings to leadership.
• Collaborate with leadership to strengthen controls and improve workflow efficiency.
• Assist with training for new hires and existing associates on quality standards and compliance.

Kenntnisse

Attention to detail

Quality assurance

Audit methodology

Operational controls

Process improvement

Risk assessment

Data analysis

Communication

Multi-tasking

Ausbildung

Bachelor's Degree

Tools

Microsoft Office

Jobbeschreibung

Noblesoft Solutions, Inc. in Memphis, TN is seeking a Quality Assurance professional with 3+ years in financial services to lead reviews of advisory and account processes, audits, and risk controls. You will monitor operations, analyze trends, and drive quality improvements across departments.

The role emphasizes collaboration with leadership to strengthen controls, ensure regulatory compliance, and develop training materials for staff. Strong analytical and communication skills are essential.