Private Funds Compliance Lead

Corient; New York (NY); On-site; USD 100,000 - 145,000; Full time

Benefits offered by this job

401(k) Plan with Employer Matching

Medical Plan options

Employer paid Dental, Vision & Life Insurance

Paid Maternity & Parental Leave

Training Reimbursement

Volunteer days

Job summary

A prominent financial services firm in New York is seeking a Compliance Officer to join their Private Funds Alternatives Compliance team. This position plays a critical role in ensuring compliance with regulatory requirements and internal policies regarding private funds and registered investment vehicles. The ideal candidate will possess 3–5 years of related experience, advanced skills in Excel and PowerPoint, and strong communication abilities. They will support compliance programs, collaborate with fund managers, and contribute to regulatory filings. This full-time role offers a competitive salary from $100,000 to $145,000 per year.

Qualifications

• 3–5 years in compliance within private funds, alternatives, or asset management.
• Familiarity with Registered 40 Act funds and related compliance requirements.
• Advanced proficiency in Excel (pivot tables, complex formulas).

Responsibilities

• Provide compliance advisory support for private funds and alternative investment products.
• Assist in monitoring and testing compliance programs.
• Collaborate with fund administration teams on compliance-related matters.

Skills

Compliance within private funds

Advanced proficiency in Excel

Strong PowerPoint skills

Verbal and written communication skills

Analytical and problem-solving skills

Education

Bachelor’s degree in Finance, Business, Law, or related field

Tools

Excel

PowerPoint

Job description

A prominent financial services firm in New York is seeking a Compliance Officer to join their Private Funds Alternatives Compliance team. This position plays a critical role in ensuring compliance with regulatory requirements and internal policies regarding private funds and registered investment vehicles. The ideal candidate will possess 3–5 years of related experience, advanced skills in Excel and PowerPoint, and strong communication abilities. They will support compliance programs, collaborate with fund managers, and contribute to regulatory filings. This full-time role offers a competitive salary from $100,000 to $145,000 per year.