Private Capital Regulatory Operations Pro

TEEMA Solutions Group; New York (NY); On-site; USD 140,000 - 185,000; Full time

Job summary

A financial services firm in New York is searching for a Regulatory Operations Specialist in Private Capital to support regulatory and compliance obligations across investment funds. The role involves coordination with various teams to ensure timely and accurate regulatory data, filings, and documentation. Candidates should possess a relevant Bachelor's degree, strong attention to detail, and excellent communication skills. Experience in regulatory operations and fund management is preferred, and proficiency in Excel is essential. Competitive compensation is offered.

Qualifications

• Bachelor’s degree in Finance, Economics, Accounting, Business, Legal Studies, or a related field.
• Understanding of private capital fund structures and regulatory frameworks.
• Strong written and verbal communication skills.

Responsibilities

• Execute and support regulatory and compliance processes across private capital funds.
• Assist with preparation, coordination, and submission of regulatory filings.
• Monitor regulatory changes impacting private capital strategies.

Skills

Attention to detail

Regulatory operations knowledge

Strong communication skills

Ability to manage multiple workflows

Proficiency in Excel

Education

Bachelor’s degree in Finance, Economics, Accounting, Business, or Legal Studies

Tools

Regulatory reporting tools

Compliance systems

Job description

A financial services firm in New York is searching for a Regulatory Operations Specialist in Private Capital to support regulatory and compliance obligations across investment funds. The role involves coordination with various teams to ensure timely and accurate regulatory data, filings, and documentation. Candidates should possess a relevant Bachelor's degree, strong attention to detail, and excellent communication skills. Experience in regulatory operations and fund management is preferred, and proficiency in Excel is essential. Competitive compensation is offered.