Private Funds & Alternatives Compliance Specialist

Corient; New York (NY); On-site; USD 100,000 - 145,000; Full time

Benefits offered by this job

401(k) Plan with Employer Matching

Medical plan options

Employer paid Dental, Vision & Life Insurance

Flexible Spending Accounts

Training Reimbursement

Job summary

A wealth management platform in New York is seeking a highly motivated Compliance Officer to support compliance oversight for private funds. The role requires 3-5 years of experience in compliance and advanced proficiency in Excel and PowerPoint. The ideal candidate will help develop and maintain compliance policies, and ensure adherence to regulatory requirements. This position is exempt with a salary range of $100,000 to $145,000 per year and includes multiple benefits such as a 401(k), medical plans, and paid professional designations.

Qualifications

• 3–5 years in compliance within private funds, alternatives, or asset management.
• Familiarity with Registered 40 Act funds and related compliance requirements.
• Detail-oriented with strong analytical and problem-solving skills.

Responsibilities

• Provide compliance advisory support for private funds and alternative investment products.
• Assist in monitoring and testing compliance programs to ensure adherence to applicable regulations.
• Prepare and deliver presentations and reports for senior management and stakeholders.

Skills

Compliance advisory support

Monitoring and testing compliance programs

Strong communication skills

Education

Bachelor’s degree in Finance, Business, Law, or related field

Tools

Excel

PowerPoint

Job description

A wealth management platform in New York is seeking a highly motivated Compliance Officer to support compliance oversight for private funds. The role requires 3-5 years of experience in compliance and advanced proficiency in Excel and PowerPoint. The ideal candidate will help develop and maintain compliance policies, and ensure adherence to regulatory requirements. This position is exempt with a salary range of $100,000 to $145,000 per year and includes multiple benefits such as a 401(k), medical plans, and paid professional designations.