Private Fund Compliance Associate

JCW Group; New York (NY); On-site; USD 90,000 - 130,000; Full time

Job summary

JCW Group in New York seeks a Compliance Associate to help maintain the firm’s compliance program. Reporting to the Chief Compliance Officer, you will support Advisers Act responsibilities in a generalist role.

The ideal candidate will have 2+ years in an Advisers Act compliance role and will draft policies, review marketing materials, assist with filings, and uphold the Code of Ethics.

Qualifications

• 2+ years in another Advisers Act compliance role.
• Experience in Advisers Act compliance program management is preferred.

Responsibilities

• Draft and update compliance policies and procedures.
• Review firm marketing materials.
• Assist with various regulatory filings (ADV, PF, etc.).
• Maintain the firm's Code of Ethics.

Skills

RIA compliance experience

Job description

A leading Alternative Asset manager is looking to hire a Compliance Associate. Reporting into the CCO, this position will be a generalist and will assist in maintaining the firm's compliance program An ideal candidate will have prior experience in another Advisers Act Compliance role.

Day-to-day you will:

• Draft and update compliance policies and procedures.
• Review firm marketing materials
• Assist with various regulatory filings (ADV, PF, etc.)
• Maintain the firm's Code of Ethics.

You should apply if you:

• Have 2+ years in another RIA compliance role