Private Equity Compliance Associate

Atlantic Group; New York (NY); On-site; USD 100,000 - 130,000; Full time

Benefits offered by this job

401(k)

Vision insurance

Medical insurance

Job summary

A private equity firm in New York is seeking a Compliance Associate to manage regulatory filings and support compliance initiatives. The ideal candidate has 1-3 years of experience in compliance within a Private Equity firm, along with strong communication skills and the ability to work independently. This position offers a competitive salary and the opportunity for growth in a dynamic environment.

Qualifications

• 1-3 years of experience in compliance consulting or within a Private Equity firm/Hedge Fund.
• Previous experience with regulatory filings, including ADV, 13F/G/H, Form PF, etc.
• Familiarity with Code of Ethics and compliance best practices.

Responsibilities

• Assisting with regulatory filings such as ADV, 13F/G/H, Form PF, etc.
• Supporting the Code of Ethics and ensuring compliance with regulatory requirements.
• Collaborating with a small legal/compliance team.

Skills

Attention to detail

Strong communication

Ability to work independently

Proactive approach

Experience with regulatory filings

Ability to thrive in fast-paced environments

Education

Bachelor’s degree in a relevant field

Job description

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This range is provided by Atlantic Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$100,000.00/yr - $130,000.00/yr

Join a multi $Bn Private Equity Fund as a Compliance Associate in NYC. Reporting directly to the CCO, this role has high upside, working four days in the office. Ideal candidates will have 1-3 years of compliance consulting or in-house experience.

Qualifications for the Compliance Associate include:

• 1-3 years of experience in compliance consulting or within a Private Equity firm/Hedge Fund
• Previous experience with regulatory filings, including ADV, 13F/G/H, Form PF, etc.
• Strong attention to detail and ability to work independently
• Familiarity with Code of Ethics and compliance best practices
• Hard-working attitude with a proactive approach to tasks
• Excellent communication and interpersonal skills
• Ability to thrive in a fast-paced, dynamic environment
• Bachelor’s degree in a relevant field

Responsibilities as the Compliance Associate include:

• Assisting with regulatory filings such as ADV, 13F/G/H, Form PF, etc
• Supporting the Code of Ethics and ensuring compliance with regulatory requirements
• Collaborating with a small-person legal/compliance team
• Working closely with the CCO/GC, on compliance initiatives
• Handling day-to-day compliance tasks and assisting in special projects
• Conducting research on regulatory changes impacting the hedge fund industry
• Participating in the development and implementation of compliance policies
• Assisting in the preparation of reports for internal and external stakeholders

#42005

Seniority level

• Seniority level

  Associate

Employment type

• Employment type

  Full-time

Job function

• Job function

  Legal

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Inferred from the description for this job

401(k)

Vision insurance

Medical insurance

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