Private Client Investment & Wealth Associate

JPMorgan Chase & Co.; Windermere (FL); On-site; USD 70,000 - 110,000; Full time

Job summary

J.P. Morgan Wealth Management is seeking a Private Client Investment Associate in Florida to provide client service, operational support and wealth planning assistance to Private Client Advisors.

You will handle account openings, money movement, trades, and client communications while helping manage risk and ensure compliance.

This role requires active Series 7, SIE, Series 66 and Life/Health licenses within specified timeframes; experience in advisory operations is a plus.

Qualifications

• Active Series 7 license or may be obtained within 120 days of employment.
• If registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 120 days of starting in the role as a condition of employment

Responsibilities

• Support Advisors book of business including but not limited to facilitating accurately and timely operational requests such as account opening, money movement and investment trades
• Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquires
• Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
• Prioritize daily work, track progress for current work, and consistently meet deadlines
• Maintain and foster team culture

Skills

Client service

Relationship management

Operational support

Attention to detail

Regulatory compliance

Education

Series 7 license

SIE exam

Series 66 (63/65) license

Life and Health Insurance license

Job description

J.P. Morgan Wealth Management is seeking a Private Client Investment Associate in Florida to provide client service, operational support and wealth planning assistance to Private Client Advisors.

You will handle account openings, money movement, trades, and client communications while helping manage risk and ensure compliance.

This role requires active Series 7, SIE, Series 66 and Life/Health licenses within specified timeframes; experience in advisory operations is a plus.