Private Client Investment Associate - Wealth Management

Testing Site - JPMC; San Antonio (TX); On-site; USD 65,000 - 85,000; Full time

Job summary

J.P. Morgan Chase Wealth Management is seeking a Private Client Investment Associate to provide client service, operational support to Private Client Advisors, and help manage a growing book of business.

You will assist with account openings, money movement, trades, and wealth planning activities, while ensuring compliance and risk controls are maintained in a fast-paced environment. A Series 7 is required; additional licenses must be obtained within deadlines.

Qualifications

• Must hold a valid and active Series 7 license.
• If registered after Oct 1, 2018, must also hold a valid and active Securities Industry Essentials (SIE) exam.
• Must obtain a valid and active Series 66 (63/65) and Life and Health Insurance license within 60 days of starting.

Responsibilities

• Facilitate account openings, money movements, and investment trades for advisors' book of business.
• Build and maintain client relationships; process requests and provide up-to-date wealth planning information.
• Assist in relationship/account reviews and prepare performance reports.
• Engage in risk management including Know Your Customer procedures and account reviews.
• Support operational procedures and compliance forms and documentation.
• Prioritize daily work, track progress, and meet deadlines.
• Foster team culture and collaboration.

Skills

Series 7 license

SIE exam

Series 66 license

Life and Health Insurance license

Job description

J.P. Morgan Chase Wealth Management is seeking a Private Client Investment Associate to provide client service, operational support to Private Client Advisors, and help manage a growing book of business.

You will assist with account openings, money movement, trades, and wealth planning activities, while ensuring compliance and risk controls are maintained in a fast-paced environment. A Series 7 is required; additional licenses must be obtained within deadlines.