Principal Accountant - Regulatory Reporting & Audits (Hybrid)

Franklin Templeton

New York (NY)

Hybrid

USD 115,000 - 150,000

Full time

14 days+

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Benefits offered by this job

PTO: 3 weeks first year
Health insurance
401(k) with generous match
Employee Stock Investment Plan (ESIP)

Job summary

Franklin Templeton is seeking a Principal Accountant, Americas Accounting to oversee US regulatory reporting, stand-alone financials, and business support. The role reports to the Chief Accounting Officer for the Americas region and requires CPA and FINRA experience. Hybrid in-office schedule is expected.

The position offers a comprehensive benefits package, including a discretionary annual bonus potential and a generous 401(k) match, with health, disability, and ESIP programs available.

Qualifications

  • BA required; MA preferred.
  • 5 years preferred; industry experience.
  • Sound understanding of US GAAP.
  • Prior history with regulatory reporting.
  • CPA – required.
  • FINRA registered preferred (series 99 specifically).
  • Excel expertise.

Responsibilities

  • Prepare and/or review regulatory reporting filings (US FINRA focus, Dept of Treasury TIC-B, Dept of Commerce, US Census).
  • Coordinate and oversee stand-alone audited financials and work with auditors on audit requests.
  • Oversee and coordinate capital transactions with other finance teams (intercompany dividends and capital infusions).
  • Provide business support and internal reporting across Investment Advisory, Business Administration, Broker/Dealer, and other units.

Skills

Excel expertise
US GAAP understanding
Regulatory reporting experience
Analytical mindset
Open to new ideas and processes

Education

BA degree
MA preferred

Tools

Excel

Job description

Franklin Templeton is seeking a Principal Accountant, Americas Accounting to oversee US regulatory reporting, stand-alone financials, and business support. The role reports to the Chief Accounting Officer for the Americas region and requires CPA and FINRA experience. Hybrid in-office schedule is expected.

The position offers a comprehensive benefits package, including a discretionary annual bonus potential and a generous 401(k) match, with health, disability, and ESIP programs available.

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