Portfolio Implementation & Compliance Specialist

Capital-Group-1; Los Angeles (CA); On-site; USD 99,000 - 159,000; Full time

Benefits offered by this job

Annual Bonus

Retirement plan with 15% company match

Job summary

Capital Group is seeking a Portfolio Implementation Compliance Analyst to participate in the investment operations process, ensuring assets are invested timely and accurately and aligning with client guidelines.

You will act as an expert on funds and client accounts, collaborating with Legal and guidelines specialists to ensure ongoing compliance and working with portfolio specialists and technology professionals to maximize efficiency and reduce risk.

Responsibilities

• Participate in the investment operations process to ensure Clients’ and Shareholders’ assets are invested timely and accurately and have a voice in designing the future of the team and department.
• Be an expert on our funds and client accounts, understanding their investment objectives, guidelines and meeting cashflow needs while building mutually beneficial relationships with our client-facing colleagues.
• Partner with Legal and our client guidelines specialists to ensure ongoing compliance for investment portfolios, and work with portfolio specialists and technology professionals to maximize portfolio alignment, reduce risk and drive efficiencies.
• Work independently on most assignments and under the direct supervision of senior staff on more complex scenarios, projects, analyses and tasks.
• Lead team and department-level projects leveraging technology and automation tools to scale operations and support business growth including process engineering initiatives.

Job description

Capital Group is seeking a Portfolio Implementation Compliance Analyst to participate in the investment operations process, ensuring assets are invested timely and accurately and aligning with client guidelines.

You will act as an expert on funds and client accounts, collaborating with Legal and guidelines specialists to ensure ongoing compliance and working with portfolio specialists and technology professionals to maximize efficiency and reduce risk.