Portfolio/Investment Compliance Officer

Arrow Search Partners; United States; On-site; USD 150,000 - 210,000; Full time

Job summary

Arrow Search Partners is seeking a compliance officer for a prominent hedge fund to oversee investment guideline compliance across a global platform. You will translate complex restrictions into actionable controls and supervise ongoing monitoring.

The role requires interpretting client mandates and regulatory standards, directing pre- and post-trade surveillance, investigating breaches, and contributing to strengthening the control framework through targeted enhancements.

Qualifications

• 5+ years of compliance experience.
• Experience with a fund supporting investment guidelines.

Responsibilities

• Manage portfolio compliance across a global investment platform.
• Interpret investment restrictions, client mandates, and regulatory standards into practical compliance parameters.
• Direct pre- and post-trade surveillance for designated portfolios to ensure compliance with guidelines and obligations.
• Investigate compliance breaches and monitoring alerts, determine resolutions, and escalate significant matters with remediation recommendations.
• Coordinate development, implementation, and testing of compliance rules within monitoring platforms to ensure accurate oversight.
• Evaluate existing compliance processes and controls and implement enhancements to strengthen the control framework.

Skills

Portfolio compliance

Regulatory interpretation

Surveillance

Issue investigation

Process improvement

Tools

Monitoring platforms

Job description

Our client, a prominent hedge fund, is looking to hire a compliance officer to support their investment guideline compliance program.

Responsibilities:

• Manage portfolio compliance across a broad and expanding global investment platform, ensuring effective oversight of investment activities.


• Interpret investment restrictions, client mandates, and regulatory standards, translating requirements into practical compliance parameters and controls.


• Direct ongoing pre- and post-trade surveillance for designated portfolios to ensure compliance with applicable investment guidelines and regulatory obligations.


• Investigate compliance breaches and monitoring alerts, determine appropriate resolutions, and escalation significant matters with recommendations for remediation.


• Coordinate the development, implementation, and testing of compliance rules within monitoring platforms to ensure accurate and reliable oversight.


• Evaluate existing compliance processes and controls, identify opportunities for improvement, and implement enhancements to strengthen the overall control framework.

Requirements

• 5+ years of compliance experience


• Experience with a fund supporting investment guidelines