Onsite Corporate & Compliance Paralegal – Public Markets

Trinity Capital; Phoenix (AZ); On-site; USD 60,000 - 90,000; Full time

Job summary

Trinity Capital, a Nasdaq-traded international asset manager, seeks a Corporate and Compliance Paralegal to support governance, regulatory compliance, and asset management operations. Reporting to the Deputy General Counsel - Corporate, you will partner with senior leadership on public company obligations and investment activities.

The role emphasizes exposure to SEC-related entities, compliance administration, and KYC/document collection in a high-trust legal team.

Qualifications

• Paralegal background with exposure to SEC-registered entities/investment regulatory frameworks.
• Experience supporting compliance program administration and corporate governance tasks.
• Familiarity with SEC filings, EDGAR submissions, and related regulatory processes.
• Bachelor’s degree or paralegal certificate required.
• Proficiency with Microsoft Office and common document management practices.

Responsibilities

• Maintain corporate records for Trinity Capital and subsidiaries; assist with board materials and filings.
• Coordinate SEC filings (10-K, 10-Q, 8-K) and reporting deadlines; interact with auditors.
• Support compliance program administration: certifications, disclosures, and policy maintenance.
• Assist with NDAs, vendor agreements, KYC documentation, and data room organization.

Skills

Paralegal experience

SEC filings exposure

Compliance program administration

EDGAR submissions knowledge

KYC documentation support

Education

Bachelor’s degree

Paralegal certificate

Tools

ComplySci

Red Oak

Smarsh

Global Relay

Job description

Trinity Capital, a Nasdaq-traded international asset manager, seeks a Corporate and Compliance Paralegal to support governance, regulatory compliance, and asset management operations. Reporting to the Deputy General Counsel - Corporate, you will partner with senior leadership on public company obligations and investment activities.

The role emphasizes exposure to SEC-related entities, compliance administration, and KYC/document collection in a high-trust legal team.