National Asset Management Regulatory Compliance Leader

Baker Tilly (US); New York (NY); Sur place; USD 182 000 - 345 000; Plein temps

Résumé du poste

Baker Tilly in the United States is seeking an entrepreneurial National Practice Leader to build and scale a regulatory compliance advisory for asset managers, including RIAs, private funds, and institutional managers. The role combines regulatory depth with business-building leadership to originate services, recruit and lead delivery teams, and drive growth.

The leader will stay hands-on with complex client matters while shaping the delivery model, quality controls, and technology required for

Qualifications

• 15 years of investment management regulatory compliance experience, including SEC-registered advisers and private funds.
• Deep working knowledge of the Investment Advisers Act of 1940 and related SEC rules.
• Hands-on experience designing, testing, and improving adviser compliance programs and support for SEC examinations.
• Proven ability to build or grow a professional services business serving asset managers.
• Experience leading teams and managing practice economics, pricing, budgeting, and staffing.

Responsabilités

• Lead a national asset management regulatory compliance practice focused on RIAs, private fund advisers, and institutional managers.
• Define target client segments, service offerings, delivery models, pricing, revenue goals, and growth roadmap.
• Develop recurring and project-based offerings including outsourced/co-sourced compliance, regulatory filings, testing, and examinations.
• Own pipeline, bookings, revenue, utilization, and profitability; establish metrics and reporting for the practice.
• Build referral channels with law firms, fund administrators, custodians, technology providers, and other asset management centers of influence.
• Partner with Baker Tilly audit, tax, risk, cybersecurity, technology, and advisory teams to deliver integrated solutions.

Connaissances

Leadership

Regulatory compliance

Business development

Client relationship management

Description du poste

Baker Tilly in the United States is seeking an entrepreneurial National Practice Leader to build and scale a regulatory compliance advisory for asset managers, including RIAs, private funds, and institutional managers. The role combines regulatory depth with business-building leadership to originate services, recruit and lead delivery teams, and drive growth.

The leader will stay hands-on with complex client matters while shaping the delivery model, quality controls, and technology required for