Managing Director, Asset Management Compliance & Growth

Baker Tilly Advisory Group, LP; Chicago (IL); On-site; USD 182,000 - 345,000; Full time

Job summary

Baker Tilly Advisory Group, LP is seeking a Managing Director of Asset Management Regulatory Compliance to build and scale a national advisory practice serving SEC-registered advisers, private fund managers, and other asset managers.

The National Practice Leader will combine deep knowledge of the Advisers Act with commercial discipline to originate business, recruit and lead a team, and own practice economics.

Qualifications

• Bachelor's degree in finance, accounting, business, law, or a related field.
• 15 years of investment management regulatory compliance experience, incl. SEC advisers & private fund managers.
• Deep knowledge of the Investment Advisers Act of 1940 and related SEC rules.
• Experience with Form ADV and Form PF preparation, review, data governance & filing.
• Hands-on in designing, testing, improving adviser compliance programs & SEC examinations.

Responsibilities

• Lead a national asset management regulatory compliance practice.
• Define client segments, services, pricing, revenue goals, and growth roadmap.
• Develop recurring and project-based compliance offerings (outsourced/co-sourced).
• Own pipeline, bookings, revenue, utilization, and profitability metrics.
• Build referral channels with law firms, fund admins, consultants, and custodians.
• Partner with audit, tax, risk, cybersecurity, tech, and advisory teams for integrated solutions.

Skills

Regulatory compliance

SEC-registered advisers

Form ADV / Form PF

Leadership & growth

Proposal development

Client relationship

Team management

Education

Bachelor's in finance/accounting/business/law

Advanced degree/credentials a plus

Job description

Baker Tilly Advisory Group, LP is seeking a Managing Director of Asset Management Regulatory Compliance to build and scale a national advisory practice serving SEC-registered advisers, private fund managers, and other asset managers.

The National Practice Leader will combine deep knowledge of the Advisers Act with commercial discipline to originate business, recruit and lead a team, and own practice economics.