Executive Director, Asset Management Compliance

Baker Tilly

Chicago (IL)

Sur place

USD 182 000 - 345 000

Plein temps

Il y a 9 jours

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Résumé du poste

Baker Tilly seeks a Managing Director for Asset Management Regulatory Compliance in Chicago to lead a national practice focused on RIAs, private fund advisers, exempt reporting advisers, and institutional managers. You will define offerings, pricing, growth strategy, and coordinate with audit, tax, risk, and technology teams to deliver integrated compliance solutions.

Lead senior client relationships, oversee Form ADV and PF filings, design robust compliance programs, and guide teams through SEC

Qualifications

Extensive investment management regulatory compliance experience.
Deep knowledge of the Investment Advisers Act and SEC rules.
Experience with Form ADV and Form PF preparation.
Ability to translate complex regulations into practical controls.
Proven ability to grow a professional services business serving asset managers.
Leadership of large teams and management of pricing and budgeting.

Responsabilités

Lead a national asset management regulatory compliance practice.
Define target client segments, service offerings, delivery models, pricing, revenue goals, hiring plan, technology strategy, and multi-year growth roadmap.
Develop recurring and project-based offerings, including outsourced/co-sourced compliance, annual reviews, regulatory filings, testing and remediation.
Own pipeline, bookings, revenue, utilization, engagement economics, client retention, and profitability; establish operating metrics and reporting.
Build referral channels with law firms, fund administrators, custodians, and other asset management centers of influence.
Partner across Baker Tilly audit, tax, risk, cybersecurity, technology, and advisory teams to bring integrated solutions.